<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/05?registers=between Thu, 24 Apr 2025 00:19:41 -0700 Thu, 24 Apr 2025 00:19:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/03/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4228.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4228.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4228 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4228.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4227.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4227.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4227 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4227.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4207.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4207.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4207 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4207.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4206.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4206.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4206.pdf Notice - Patriot Capital Funding, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4178.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4178.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4178 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4178.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4177.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4177.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4177 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4177.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4176.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4176.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4176 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4176.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4175.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4175.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4175 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4175.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4174.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4174.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4174 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4174.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders From the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders) https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4173.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4173.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4173 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4173.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Allow for the Listing and Trading of Index-Linked Exchangeable Notes https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4172.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4172.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4172 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4172.pdf Notice - Self-Regulatory Organizations; the National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4171.html https://regulations.justia.com/regulations/fedreg/2008/03/05/E8-4171.html Wed, 05 Mar 2008 00:00:00 -0800 E8-4171 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-03-05/pdf/E8-4171.pdf