<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02?registers=between&min-day=1&max-day=29 Sat, 27 Apr 2024 04:16:12 -0700 Sat, 27 Apr 2024 04:16:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02?registers=between&min-day=1&max-day=29 Notice - Notice Reopening the Deadline Date for the New Fiscal Year (FY) 2008 Awards; Personnel Development To Improve Services and Results for Children with Disabilities Program (CFDA No. 84.325T) https://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3520.html https://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3520.html Fri, 29 Feb 2008 00:00:00 -0800 Z8-3520 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3520.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Linkage Fees https://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3059.html https://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3059.html Fri, 29 Feb 2008 00:00:00 -0800 Z8-3059 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3059.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 To Modify the Primary Only Order Type https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3890.html https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3890.html Fri, 29 Feb 2008 00:00:00 -0800 E8-3890 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3890.pdf Notice - Kohlberg Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3845.html https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3845.html Fri, 29 Feb 2008 00:00:00 -0800 E8-3845 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3845.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3844.html https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3844.html Fri, 29 Feb 2008 00:00:00 -0800 E8-3844 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3844.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3843.html https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3843.html Fri, 29 Feb 2008 00:00:00 -0800 E8-3843 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3843.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption from Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3842.html https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3842.html Fri, 29 Feb 2008 00:00:00 -0800 E8-3842 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3842.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Solicitation of Interest Orders https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3841.html https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3841.html Fri, 29 Feb 2008 00:00:00 -0800 E8-3841 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3841.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market-Makers and Remote Market-Makers https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3798.html https://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3798.html Fri, 29 Feb 2008 00:00:00 -0800 E8-3798 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3798.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3852.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3852.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3852 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3852.pdf Notice - NETS Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3781.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3781.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3781 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3781.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3735.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3735.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3735 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3735.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3734.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3734.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3734 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3734.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3733.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3733.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3733 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3733.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Portfolios, or Indexes or Portfolios Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3732.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3732.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3732 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3732.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3731.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3731.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3731 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3731.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3730.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3730.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3730 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3730.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3729.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3729.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3729 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3729.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3708.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3708.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3708 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3708.pdf Notice - Progress Report of the SEC Advisory Committee on Improvements to Financial Reporting. https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3544.html https://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3544.html Thu, 28 Feb 2008 00:00:00 -0800 E8-3544 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3544.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3669.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3669.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3669 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3669.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3668.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3668.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3668 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3668.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3667.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3667.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3667 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3667.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3666.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3666.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3666 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3666.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3665.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3665.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3665 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3665.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3624.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3624.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3624 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3624.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3623.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3623.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3623 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3623.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3622.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3622.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3622 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3622.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3621.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3621.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3621 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3621.pdf Rule - Electronic Filing and Revision of Form D https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3545.html https://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3545.html Wed, 27 Feb 2008 00:00:00 -0800 E8-3545 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3545.pdf Notice - Advisory Committee on Improvements to Financial Reporting https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3568.html https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3568.html Tue, 26 Feb 2008 00:00:00 -0800 E8-3568 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3568.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918-ANTE https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3559.html https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3559.html Tue, 26 Feb 2008 00:00:00 -0800 E8-3559 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3559.pdf Notice - Triangle Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3555.html https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3555.html Tue, 26 Feb 2008 00:00:00 -0800 E8-3555 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3555.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the SPDR® Barclays Capital Global Inflation Linked Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3554.html https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3554.html Tue, 26 Feb 2008 00:00:00 -0800 E8-3554 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3554.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3553.html https://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3553.html Tue, 26 Feb 2008 00:00:00 -0800 E8-3553 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3553.pdf Notice - In the Matter of: TelcoBlue, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/02/26/08-861.html https://regulations.justia.com/regulations/fedreg/2008/02/26/08-861.html Tue, 26 Feb 2008 00:00:00 -0800 08-861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/08-861.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Opta Exchange-Traded Notes Due 2038 https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3465.html https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3465.html Mon, 25 Feb 2008 00:00:00 -0800 E8-3465 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3465.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3444.html https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3444.html Mon, 25 Feb 2008 00:00:00 -0800 E8-3444 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3444.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Requesting Permanent Approval of Two Pilot Programs That Increase Position and Exercise Limits https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3432.html https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3432.html Mon, 25 Feb 2008 00:00:00 -0800 E8-3432 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3432.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3431.html https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3431.html Mon, 25 Feb 2008 00:00:00 -0800 E8-3431 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3431.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change to Nasdaq Rule 7033 To Modify the Fees Charged for the Mutual Fund Quotation Service and To Correct Certain Errors in the Rule Manual https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3430.html https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3430.html Mon, 25 Feb 2008 00:00:00 -0800 E8-3430 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3430.pdf Proposed Rule - Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3424.html https://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3424.html Mon, 25 Feb 2008 00:00:00 -0800 E8-3424 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3424.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3343.html https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3343.html Fri, 22 Feb 2008 00:00:00 -0800 E8-3343 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3343.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4) https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3326.html https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3326.html Fri, 22 Feb 2008 00:00:00 -0800 E8-3326 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3326.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3307.html https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3307.html Fri, 22 Feb 2008 00:00:00 -0800 E8-3307 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3307.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 Thereto, to the Interpretive Notice Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3255.html https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3255.html Fri, 22 Feb 2008 00:00:00 -0800 E8-3255 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3255.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3254.html https://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3254.html Fri, 22 Feb 2008 00:00:00 -0800 E8-3254 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3254.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3198.html https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3198.html Thu, 21 Feb 2008 00:00:00 -0800 E8-3198 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3198.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3197.html https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3197.html Thu, 21 Feb 2008 00:00:00 -0800 E8-3197 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3197.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Options Already Listed on Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3167.html https://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3167.html Thu, 21 Feb 2008 00:00:00 -0800 E8-3167 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3167.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3161.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3161.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3161 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3161.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3109.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3109.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3109 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3109.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Related to Index Dissemination Requirements for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3088.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3088.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3088.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Permit the Exchange To Modify or Cancel Clearly Erroneous Trades https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3083.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3083.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3083 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3083.pdf Notice - BATS Exchange, Inc.; Notice of Filing of Application and Amendment No. 1 Thereto for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3082.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3082.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3082 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3082.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue To List and Trade the Shares of the iShares MSCI Mexico Index Fund https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3081.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3081.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3081 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3081.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the AEMI-One Rules https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3060.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3060.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3060 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3060.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Linkage Fees https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3059.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3059.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3059 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3059.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCITM https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3042.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3042.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3042 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3042.pdf Notice - Submissions for OMB Review; Comment Request; https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3041.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3041.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3041 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3041.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, To Amend Exchange Rule 16 and the Fee Schedule To Modify Fees and Market Data Rebates for AutoEx Transactions and Other Changes https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3040.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3040.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3040 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3040.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3039.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3039.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3039 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3039.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3038.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3038.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3038 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3038.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Linkage P/A Orders https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3037.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3037.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3037 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3037.pdf Notice - Order Regarding Review of FASB Accounting Support Fee for 2008 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3036.html https://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3036.html Wed, 20 Feb 2008 00:00:00 -0800 E8-3036 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3036.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendments No. 2, 3, and 5 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 2, 3, and 5, To Amend Rule 104 To Require Specialists To Yield Proprietary Trades to Later-Arriving System Orders https://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2981.html https://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2981.html Tue, 19 Feb 2008 00:00:00 -0800 E8-2981 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-19/pdf/E8-2981.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Creation of a Zero Display Reserve Order With a Pegging Option https://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2955.html https://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2955.html Tue, 19 Feb 2008 00:00:00 -0800 E8-2955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-19/pdf/E8-2955.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements https://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2903.html https://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2903.html Tue, 19 Feb 2008 00:00:00 -0800 E8-2903 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-19/pdf/E8-2903.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2875.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2875.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2875 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2875.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2874.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2874.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2874 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2874.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2873.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2873.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2873 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2873.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees) https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2866.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2866.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2866 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2866.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee for the Submission of Non-Media Reports to the NASD/NSX Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2865.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2865.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2865 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2865.pdf Notice - Notice of Solicitation of Public Views Regarding Practices Being Developed To Deal With the Increasing Number of Senior Investors https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2860.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2860.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2860.pdf Proposed Rule - Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2859.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2859.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2859 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2859.pdf Proposed Rule - Concept Release on Possible Revisions to the Disclosure Requirements Relating to Oil and Gas Reserves https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2854.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2854.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2854 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2854.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2852.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2852.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2852 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2852.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2823.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2823.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2823 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2823.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2822.html https://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2822.html Fri, 15 Feb 2008 00:00:00 -0800 E8-2822 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2822.pdf Notice - Order Granting Registration of Lace Financial Corp. as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2772.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2772.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2772 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2772.pdf Notice - Order Granting Temporary Exemption of LACE Financial Corp. From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2771.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2771.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2771 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2771.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2751.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2751.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2751 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2751.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2734.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2734.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2734 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2734.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2733.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2733.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2733 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2733.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists) https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2732.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2732.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2732 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2732.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2696.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2696.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2696.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 13 and 124 To Remove Certain Manual Order Types https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2695.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2695.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2695.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Amex Rule 3-AEMI https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2614.html https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2614.html Wed, 13 Feb 2008 00:00:00 -0800 E8-2614 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2614.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2613.html https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2613.html Wed, 13 Feb 2008 00:00:00 -0800 E8-2613 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2613.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Membership Fees https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2612.html https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2612.html Wed, 13 Feb 2008 00:00:00 -0800 E8-2612 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2612.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2611.html https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2611.html Wed, 13 Feb 2008 00:00:00 -0800 E8-2611 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2611.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2610.html https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2610.html Wed, 13 Feb 2008 00:00:00 -0800 E8-2610 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2610.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend Its Operational Arrangements as It Applies to Structured Securities https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2577.html https://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2577.html Wed, 13 Feb 2008 00:00:00 -0800 E8-2577 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2577.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2567.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2567.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2567 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2567.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2523.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2523.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2523 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2523.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend NASD Rule 2711 (Research Analysts and Research Reports) and NYSE Rule 472 (Communications With the Public) Regarding a Member's Disclosure and Supervisory Review Obligations When It Distributes or Makes Available Third-Party Research Reports https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2518.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2518.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2518 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2518.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed By a Member's Foreign Affiliate Who Contribute to the Preparation of a Member's Research Report https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2515.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2515.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2515 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2515.pdf Notice - Pioneer Bond Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2472.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2472.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2472 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2472.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change as Amended by Amendment No. 1 To Resume Interbank Clearing for the GCF Repo Service https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2471.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2471.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2471 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2471.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to Amendments to NYSE Rule 104.21 (“Specialist Organizations-Additional Capital Requirements”) https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2470.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2470.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2470 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2470.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2469.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2469.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2469 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2469.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of Eight Funds of the ProShares Trust Based on Four International Equity Indexes Pursuant to Unlisted Trading Privileges and To Amend Certain Generic Listing Standards https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2468.html https://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2468.html Tue, 12 Feb 2008 00:00:00 -0800 E8-2468 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2468.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2522.html https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2522.html Mon, 11 Feb 2008 00:00:00 -0800 E8-2522 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2522.pdf Notice - Barclays Global Fund Advisors, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2451.html https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2451.html Mon, 11 Feb 2008 00:00:00 -0800 E8-2451 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2451.pdf Notice - WisdomTree Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2450.html https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2450.html Mon, 11 Feb 2008 00:00:00 -0800 E8-2450 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2450.pdf Notice - Submission for OMB Review; Comment Request; https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2444.html https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2444.html Mon, 11 Feb 2008 00:00:00 -0800 E8-2444 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2444.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2443.html https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2443.html Mon, 11 Feb 2008 00:00:00 -0800 E8-2443 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2443.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2442.html https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2442.html Mon, 11 Feb 2008 00:00:00 -0800 E8-2442 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2442.pdf Notice - Bear Stearns Asset Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2399.html https://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2399.html Mon, 11 Feb 2008 00:00:00 -0800 E8-2399 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2399.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2347.html https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2347.html Fri, 08 Feb 2008 00:00:00 -0800 E8-2347 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2347.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc; Order Approving a Proposed Rule Change to Require a Non-Streaming Quote Trader Registered Option Traders (“non-SQT ROT”) to Submit a List of Options for Intended Assignment https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2346.html https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2346.html Fri, 08 Feb 2008 00:00:00 -0800 E8-2346 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2346.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2345.html https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2345.html Fri, 08 Feb 2008 00:00:00 -0800 E8-2345 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2345.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2332.html https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2332.html Fri, 08 Feb 2008 00:00:00 -0800 E8-2332 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2332.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2331.html https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2331.html Fri, 08 Feb 2008 00:00:00 -0800 E8-2331 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2331.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow CBOE to List Up to Seven Expiration Months for Reduced-Value and Jumbo Options That Overlie Broad-Based Security Indexes for Which Full-Value Options are Used by CBOE To Calculate a Constant Three-Month Volatility Index https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2330.html https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2330.html Fri, 08 Feb 2008 00:00:00 -0800 E8-2330 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2330.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Proposed Combination Between the Montréal Exchange Inc. and TSX Group Inc. https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2329.html https://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2329.html Fri, 08 Feb 2008 00:00:00 -0800 E8-2329 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2329.pdf Notice - PowerShares Capital Management LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2269.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2269.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2269 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2269.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Voluntary Professionals https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2267.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2267.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2267 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2267.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Establishing a Voluntary Professional Designation https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2266.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2266.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2266 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2266.pdf Rule - Delegation of Authority to the Director of the Division of Corporation Finance https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2246.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2246.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2246 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2246.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2245.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2245.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2245 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2245.pdf Proposed Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2211.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2211.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2211 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2211.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Professional Account Holders https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2206.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2206.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2206.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Holdback Timer https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2204.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2204.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2204 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2204.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2184.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2184.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2184 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2184.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421(Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2183.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2183.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2183 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2183.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2182.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2182.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2182 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2182.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2161.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2161.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2161 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2161.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2123.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2123.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2123 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2123.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices) https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2140.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2140.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2140 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2140.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Register Options Traders to Submit Electronic Quotations and Orders From Off the Amex's Trading Floor on a Limited Basis https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2139.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2139.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2139 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2139.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect That the NASD/NYSE Trade Reporting Facility Does Not Support the Three-Party Trade Report Functionality https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2134.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2134.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2134 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2134.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Equity Fees https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2124.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2124.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2124 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2124.pdf Notice - MLIG Variable Insurance Trust and Roszel Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2120.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2120.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2120 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2120.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning) https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2075.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2075.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2075 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2075.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2074.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2074.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2074 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2074.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reduce From Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2073.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2073.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2073 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2073.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to a Hybrid Agency Liaison (“HAL”) Step-Up Rebate and Pass-Through of Certain Linkage Related Costs https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-2059.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-2059.html Tue, 05 Feb 2008 00:00:00 -0800 E8-2059 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-2059.pdf Notice - Joint Industry Plan; Order Approving Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-2058.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-2058.html Tue, 05 Feb 2008 00:00:00 -0800 E8-2058 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-2058.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listed Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company) https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1999.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1999.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1999 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1999.pdf Notice - Options Price Reporting Authority; Order Granting Permanent Approval to an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule To Reflect the Elimination of Separate Fees for Access to Market Data Concerning Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1998.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1998.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1998 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1998.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies That Wish To Disseminate OPRA Data https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1997.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1997.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1997 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1997.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees Applicable to Certain Exchange Traded Funds and Rebates for Tape B Securities https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1987.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1987.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1987 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1987.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, Relating to Rules 5.3 and 5.4 To Enable Listing and Trading of Options on Multiple Fund and Inverse Fund Shares https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1986.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1986.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1986 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1986.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1970.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1970.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1970 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1970.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing Information for Components Underlying Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1969.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1969.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1969 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1969.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1968.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1968.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1968.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1967.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1967.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1967.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1966.html https://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1966.html Tue, 05 Feb 2008 00:00:00 -0800 E8-1966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1966.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1962.html https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1962.html Mon, 04 Feb 2008 00:00:00 -0800 E8-1962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1962.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4) https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1961.html https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1961.html Mon, 04 Feb 2008 00:00:00 -0800 E8-1961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1961.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Remove the Page Limit on Statements of Claim Filed Through the Online Arbitration Claim Filing System https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1960.html https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1960.html Mon, 04 Feb 2008 00:00:00 -0800 E8-1960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1960.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Crossing Sessions III and IV Pilots https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1879.html https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1879.html Mon, 04 Feb 2008 00:00:00 -0800 E8-1879 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1879.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Transaction Fees for NYSE MatchPoint https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1878.html https://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1878.html Mon, 04 Feb 2008 00:00:00 -0800 E8-1878 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1878.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Regarding the Use of Multiple MPIDs on the Trade Reporting Facilities and the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1850.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1850.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1850 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1850.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1844.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1844.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1844 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1844.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1843.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1843.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1843 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1843.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1841.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1841.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1841 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1841.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1840.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1840.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1840 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1840.pdf Rule - Amendment of Procedures for Payment of Fees https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1839.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1839.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1839 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1839.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1835.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1835.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1835 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1835.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1834.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1834.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1834 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1834.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Eliminate the One-Year Minimum Life Requirement From the Listing Standards for “Other Securities” https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1833.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1833.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1833 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1833.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance With the Listing Requirements Without Modifying the Maximum Time Available Under Nasdaq Rule 4802 https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1832.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1832.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1832.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for CBOE Stock Exchange Permit Applicants https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1789.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1789.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1789 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1789.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1788.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1788.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1788 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1788.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to Its Routing Rules https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1787.html https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1787.html Fri, 01 Feb 2008 00:00:00 -0800 E8-1787 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1787.pdf