Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02?limit=200®isters=between&min-day=1&max-day=29&mode=atom2024-04-16T09:50:36-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3520.htmlNotice - Notice Reopening the Deadline Date for the New Fiscal Year (FY) 2008 Awards; Personnel Development To Improve Services and Results for Children with Disabilities Program (CFDA No. 84.325T)2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00Z8-3520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3520.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/Z8-3059.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Linkage Fees2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00Z8-3059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/Z8-3059.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3890.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 To Modify the Primary Only Order Type2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3890.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3845.htmlNotice - Kohlberg Capital Corporation; Notice of Application2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3845.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3844.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3844.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3843.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption From Equity Options Position Limits2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3843.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3842.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Delta Hedging Exemption from Equity Options Position Limits2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3842.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3841.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Solicitation of Interest Orders2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3841.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/29/E8-3798.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market-Makers and Remote Market-Makers2008-02-29T00:00:00-08:002008-02-29T00:00:00-08:00E8-3798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-29/pdf/E8-3798.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3852.htmlNotice - Sunshine Act Meeting2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3852.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3781.htmlNotice - NETS Trust, et al.; Notice of Application2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3781.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3735.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Options Linkage Fees2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3735.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3734.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3734.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3733.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3733.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3732.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Portfolios, or Indexes or Portfolios Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3732.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3731.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules Relating to Registration Requirements2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3731.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3730.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3730.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3729.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Establish a Solicitation Auction Mechanism and To Amend Its Automated Improvement Mechanism2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3729.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3708.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3708.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/28/E8-3544.htmlNotice - Progress Report of the SEC Advisory Committee on Improvements to Financial Reporting.2008-02-28T00:00:00-08:002008-02-28T00:00:00-08:00E8-3544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-28/pdf/E8-3544.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3669.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3669.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3668.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3668.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3667.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3667.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3666.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3666.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3665.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3665.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3624.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3624.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3623.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3623.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3622.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3622.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3621.htmlNotice - Proposed Collection; Comment Request2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3621.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/27/E8-3545.htmlRule - Electronic Filing and Revision of Form D2008-02-27T00:00:00-08:002008-02-27T00:00:00-08:00E8-3545Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-27/pdf/E8-3545.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3568.htmlNotice - Advisory Committee on Improvements to Financial Reporting2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3568.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3559.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 918-ANTE2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3559Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3559.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3555.htmlNotice - Triangle Capital Corporation; Notice of Application2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3555.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3554.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the SPDR® Barclays Capital Global Inflation Linked Exchange-Traded Fund2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3554.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/E8-3553.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:00E8-3553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/E8-3553.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/26/08-861.htmlNotice - In the Matter of: TelcoBlue, Inc.; Order of Suspension of Trading2008-02-26T00:00:00-08:002008-02-26T00:00:00-08:0008-861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-26/pdf/08-861.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3465.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Opta Exchange-Traded Notes Due 20382008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3465.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3444.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Imposition of Fines for Minor Rule Violations2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3444.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3432.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Requesting Permanent Approval of Two Pilot Programs That Increase Position and Exercise Limits2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3432.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3431.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3431.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3430.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change to Nasdaq Rule 7033 To Modify the Fees Charged for the Mutual Fund Quotation Service and To Correct Certain Errors in the Rule Manual2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3430.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/25/E8-3424.htmlProposed Rule - Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers2008-02-25T00:00:00-08:002008-02-25T00:00:00-08:00E8-3424Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-25/pdf/E8-3424.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3343.htmlNotice - Sunshine Act Meetings2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3343Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3343.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3326.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4)2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3326.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3307.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3307.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3255.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 Thereto, to the Interpretive Notice Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3255.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/22/E8-3254.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements2008-02-22T00:00:00-08:002008-02-22T00:00:00-08:00E8-3254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-22/pdf/E8-3254.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3198.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding CBOE Rules 6.45A and 6.45B2008-02-21T00:00:00-08:002008-02-21T00:00:00-08:00E8-3198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3198.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3197.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Complex Orders2008-02-21T00:00:00-08:002008-02-21T00:00:00-08:00E8-3197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3197.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/21/E8-3167.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Options Already Listed on Another National Securities Exchange2008-02-21T00:00:00-08:002008-02-21T00:00:00-08:00E8-3167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-21/pdf/E8-3167.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3161.htmlNotice - Sunshine Act Meeting2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3161.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3109.htmlNotice - Proposed Collection; Comment Request2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3109.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3088.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Related to Index Dissemination Requirements for Index-Linked Securities2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3088.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3083.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, To Permit the Exchange To Modify or Cancel Clearly Erroneous Trades2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3083.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3082.htmlNotice - BATS Exchange, Inc.; Notice of Filing of Application and Amendment No. 1 Thereto for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3082.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3081.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue To List and Trade the Shares of the iShares MSCI Mexico Index Fund2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3081.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3060.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the AEMI-One Rules2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3060.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3059.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Linkage Fees2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3059.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3042.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCITM2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3042.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3041.htmlNotice - Submissions for OMB Review; Comment Request;2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3041Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3041.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3040.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, To Amend Exchange Rule 16 and the Fee Schedule To Modify Fees and Market Data Rebates for AutoEx Transactions and Other Changes2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3040.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3039.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3039Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3039.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3038.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Violations2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3038Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3038.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3037.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Linkage P/A Orders2008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3037.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/20/E8-3036.htmlNotice - Order Regarding Review of FASB Accounting Support Fee for 2008 Under Section 109 of the Sarbanes-Oxley Act of 20022008-02-20T00:00:00-08:002008-02-20T00:00:00-08:00E8-3036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-20/pdf/E8-3036.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2981.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendments No. 2, 3, and 5 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 2, 3, and 5, To Amend Rule 104 To Require Specialists To Yield Proprietary Trades to Later-Arriving System Orders2008-02-19T00:00:00-08:002008-02-19T00:00:00-08:00E8-2981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-19/pdf/E8-2981.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2955.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Creation of a Zero Display Reserve Order With a Pegging Option2008-02-19T00:00:00-08:002008-02-19T00:00:00-08:00E8-2955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-19/pdf/E8-2955.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/19/E8-2903.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements2008-02-19T00:00:00-08:002008-02-19T00:00:00-08:00E8-2903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-19/pdf/E8-2903.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2875.htmlNotice - Submission for OMB Review; Comment Request2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2875.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2874.htmlNotice - Submission for OMB Review; Comment Request2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2874.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2873.htmlNotice - Proposed Collection; Comment Request2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2873.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2866.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees)2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2866.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2865.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee for the Submission of Non-Media Reports to the NASD/NSX Trade Reporting Facility2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2865.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2860.htmlNotice - Notice of Solicitation of Public Views Regarding Practices Being Developed To Deal With the Increasing Number of Senior Investors2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2860.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2859.htmlProposed Rule - Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 20072008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2859Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2859.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2854.htmlProposed Rule - Concept Release on Possible Revisions to the Disclosure Requirements Relating to Oil and Gas Reserves2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2854Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2854.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2852.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Program2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2852.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2823.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2823Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2823.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/15/E8-2822.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges2008-02-15T00:00:00-08:002008-02-15T00:00:00-08:00E8-2822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-15/pdf/E8-2822.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2772.htmlNotice - Order Granting Registration of Lace Financial Corp. as a Nationally Recognized Statistical Rating Organization2008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2772.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2771.htmlNotice - Order Granting Temporary Exemption of LACE Financial Corp. From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) of the Securities Exchange Act of 19342008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2771.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2751.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs2008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2751.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2734.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund2008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2734.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2733.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform2008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2733.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2732.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists)2008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2732.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2696.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee2008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2696.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2695.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 13 and 124 To Remove Certain Manual Order Types2008-02-14T00:00:00-08:002008-02-14T00:00:00-08:00E8-2695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2695.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2614.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Amex Rule 3-AEMI2008-02-13T00:00:00-08:002008-02-13T00:00:00-08:00E8-2614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2614.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2613.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS2008-02-13T00:00:00-08:002008-02-13T00:00:00-08:00E8-2613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2613.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2612.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Membership Fees2008-02-13T00:00:00-08:002008-02-13T00:00:00-08:00E8-2612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2612.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2611.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Pertaining to the Terms of Index Option Contracts2008-02-13T00:00:00-08:002008-02-13T00:00:00-08:00E8-2611Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2611.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2610.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management2008-02-13T00:00:00-08:002008-02-13T00:00:00-08:00E8-2610Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2610.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/13/E8-2577.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend Its Operational Arrangements as It Applies to Structured Securities2008-02-13T00:00:00-08:002008-02-13T00:00:00-08:00E8-2577Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-13/pdf/E8-2577.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2567.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2567Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2567.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2523.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2523.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2518.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend NASD Rule 2711 (Research Analysts and Research Reports) and NYSE Rule 472 (Communications With the Public) Regarding a Member's Disclosure and Supervisory Review Obligations When It Distributes or Makes Available Third-Party Research Reports2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2518.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2515.htmlNotice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed By a Member's Foreign Affiliate Who Contribute to the Preparation of a Member's Research Report2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2515.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2472.htmlNotice - Pioneer Bond Fund, et al.; Notice of Application2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2472Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2472.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2471.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change as Amended by Amendment No. 1 To Resume Interbank Clearing for the GCF Repo Service2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2471Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2471.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2470.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to Amendments to NYSE Rule 104.21 (“Specialist Organizations-Additional Capital Requirements”)2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2470.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2469.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2469Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2469.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/12/E8-2468.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of Eight Funds of the ProShares Trust Based on Four International Equity Indexes Pursuant to Unlisted Trading Privileges and To Amend Certain Generic Listing Standards2008-02-12T00:00:00-08:002008-02-12T00:00:00-08:00E8-2468Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-12/pdf/E8-2468.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2522.htmlNotice - Sunshine Act Meetings2008-02-11T00:00:00-08:002008-02-11T00:00:00-08:00E8-2522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2522.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2451.htmlNotice - Barclays Global Fund Advisors, et al.; Notice of Application2008-02-11T00:00:00-08:002008-02-11T00:00:00-08:00E8-2451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2451.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2450.htmlNotice - WisdomTree Trust, et al.; Notice of Application2008-02-11T00:00:00-08:002008-02-11T00:00:00-08:00E8-2450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2450.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2444.htmlNotice - Submission for OMB Review; Comment Request;2008-02-11T00:00:00-08:002008-02-11T00:00:00-08:00E8-2444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2444.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2443.htmlNotice - Proposed Extension of Existing Collection; Comment Request2008-02-11T00:00:00-08:002008-02-11T00:00:00-08:00E8-2443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2443.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2442.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities2008-02-11T00:00:00-08:002008-02-11T00:00:00-08:00E8-2442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2442.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/11/E8-2399.htmlNotice - Bear Stearns Asset Management, Inc., et al.; Notice of Application2008-02-11T00:00:00-08:002008-02-11T00:00:00-08:00E8-2399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-11/pdf/E8-2399.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2347.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements2008-02-08T00:00:00-08:002008-02-08T00:00:00-08:00E8-2347Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2347.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2346.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc; Order Approving a Proposed Rule Change to Require a Non-Streaming Quote Trader Registered Option Traders (“non-SQT ROT”) to Submit a List of Options for Intended Assignment2008-02-08T00:00:00-08:002008-02-08T00:00:00-08:00E8-2346Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2346.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2345.htmlNotice - Proposed Collection; Comment Request2008-02-08T00:00:00-08:002008-02-08T00:00:00-08:00E8-2345Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2345.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2332.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options2008-02-08T00:00:00-08:002008-02-08T00:00:00-08:00E8-2332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2332.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2331.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up2008-02-08T00:00:00-08:002008-02-08T00:00:00-08:00E8-2331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2331.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2330.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow CBOE to List Up to Seven Expiration Months for Reduced-Value and Jumbo Options That Overlie Broad-Based Security Indexes for Which Full-Value Options are Used by CBOE To Calculate a Constant Three-Month Volatility Index2008-02-08T00:00:00-08:002008-02-08T00:00:00-08:00E8-2330Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2330.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/08/E8-2329.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Proposed Combination Between the Montréal Exchange Inc. and TSX Group Inc.2008-02-08T00:00:00-08:002008-02-08T00:00:00-08:00E8-2329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-08/pdf/E8-2329.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2269.htmlNotice - PowerShares Capital Management LLC, et al.; Notice of Application2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2269.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2267.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Voluntary Professionals2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2267.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2266.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Establishing a Voluntary Professional Designation2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2266.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2246.htmlRule - Delegation of Authority to the Director of the Division of Corporation Finance2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2246Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2246.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2245.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2245.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2211.htmlProposed Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2211Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2211.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2206.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Professional Account Holders2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2206.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2204.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Holdback Timer2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2204.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2184.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2184.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2183.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421(Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2183.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2182.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2182.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2161.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2161.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2123.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders2008-02-07T00:00:00-08:002008-02-07T00:00:00-08:00E8-2123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2123.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2140.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices)2008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2140.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2139.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Register Options Traders to Submit Electronic Quotations and Orders From Off the Amex's Trading Floor on a Limited Basis2008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2139.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2134.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect That the NASD/NYSE Trade Reporting Facility Does Not Support the Three-Party Trade Report Functionality2008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2134.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2124.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Equity Fees2008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2124.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2120.htmlNotice - MLIG Variable Insurance Trust and Roszel Advisors, LLC; Notice of Application2008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2120.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2075.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning)2008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2075.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2074.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-1832008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2074Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2074.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2073.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reduce From Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test2008-02-06T00:00:00-08:002008-02-06T00:00:00-08:00E8-2073Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2073.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-2059.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to a Hybrid Agency Liaison (“HAL”) Step-Up Rebate and Pass-Through of Certain Linkage Related Costs2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-2059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-2059.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-2058.htmlNotice - Joint Industry Plan; Order Approving Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-2058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-2058.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1999.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listed Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company)2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1999.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1998.htmlNotice - Options Price Reporting Authority; Order Granting Permanent Approval to an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule To Reflect the Elimination of Separate Fees for Access to Market Data Concerning Foreign Currency Options2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1998.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1997.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies That Wish To Disseminate OPRA Data2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1997.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1987.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees Applicable to Certain Exchange Traded Funds and Rebates for Tape B Securities2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1987.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1986.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, Relating to Rules 5.3 and 5.4 To Enable Listing and Trading of Options on Multiple Fund and Inverse Fund Shares2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1986.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1970.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1970.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1969.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing Information for Components Underlying Currency-Linked Securities2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1969.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1968.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1968.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1967.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1967.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/05/E8-1966.htmlNotice - Proposed Collection; Comment Request2008-02-05T00:00:00-08:002008-02-05T00:00:00-08:00E8-1966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-05/pdf/E8-1966.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1962.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing Standards for Index-Linked Securities2008-02-04T00:00:00-08:002008-02-04T00:00:00-08:00E8-1962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1962.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1961.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Listing Standards for Index-Linked Exchangeable Notes in NYSE Arca Equities Rule 5.2(j)(4)2008-02-04T00:00:00-08:002008-02-04T00:00:00-08:00E8-1961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1961.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1960.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure To Remove the Page Limit on Statements of Claim Filed Through the Online Arbitration Claim Filing System2008-02-04T00:00:00-08:002008-02-04T00:00:00-08:00E8-1960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1960.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1879.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Crossing Sessions III and IV Pilots2008-02-04T00:00:00-08:002008-02-04T00:00:00-08:00E8-1879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1879.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/04/E8-1878.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Transaction Fees for NYSE MatchPoint2008-02-04T00:00:00-08:002008-02-04T00:00:00-08:00E8-1878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-04/pdf/E8-1878.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1850.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Regarding the Use of Multiple MPIDs on the Trade Reporting Facilities and the Alternative Display Facility2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1850.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1844.htmlNotice - Submission for OMB Review; Comment Request2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1844.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1843.htmlNotice - Submission for OMB Review; Comment Request2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1843.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1841.htmlNotice - Submission for OMB Review; Comment Request2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1841.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1840.htmlNotice - Submission for OMB Review; Comment Request2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1840.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1839.htmlRule - Amendment of Procedures for Payment of Fees2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1839Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1839.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1835.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1835Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1835.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1834.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1834Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1834.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1833.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Eliminate the One-Year Minimum Life Requirement From the Listing Standards for “Other Securities”2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1833.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1832.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance With the Listing Requirements Without Modifying the Maximum Time Available Under Nasdaq Rule 48022008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1832.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1789.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for CBOE Stock Exchange Permit Applicants2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1789.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1788.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1788.pdfhttps://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1787.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to Its Routing Rules2008-02-01T00:00:00-08:002008-02-01T00:00:00-08:00E8-1787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-02-01/pdf/E8-1787.pdf