<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02/14?registers=between Mon, 21 Apr 2025 21:21:34 -0700 Mon, 21 Apr 2025 21:21:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02/14?registers=between Notice - Order Granting Registration of Lace Financial Corp. as a Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2772.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2772.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2772 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2772.pdf Notice - Order Granting Temporary Exemption of LACE Financial Corp. From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2771.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2771.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2771 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2771.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2751.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2751.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2751 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2751.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2734.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2734.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2734 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2734.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2733.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2733.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2733 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2733.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists) https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2732.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2732.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2732 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2732.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2696.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2696.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2696.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 13 and 124 To Remove Certain Manual Order Types https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2695.html https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2695.html Thu, 14 Feb 2008 00:00:00 -0800 E8-2695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2695.pdf