Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02/14?limit=200&registers=between&mode=atom 2024-11-27T08:16:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2772.html Notice - Order Granting Registration of Lace Financial Corp. as a Nationally Recognized Statistical Rating Organization 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2772 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2772.pdf https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2771.html Notice - Order Granting Temporary Exemption of LACE Financial Corp. From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) of the Securities Exchange Act of 1934 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2771 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2771.pdf https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2751.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2751 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2751.pdf https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2734.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the Bear Stearns Current Yield Fund 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2734 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2734.pdf https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2733.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Percentage Orders and Passive Price Improving Orders on the AEMI Platform 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2733 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2733.pdf https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2732.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists) 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2732 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2732.pdf https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2696.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Temporary Membership Status Access Fee 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2696.pdf https://regulations.justia.com/regulations/fedreg/2008/02/14/E8-2695.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 13 and 124 To Remove Certain Manual Order Types 2008-02-14T00:00:00-08:00 2008-02-14T00:00:00-08:00 E8-2695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-14/pdf/E8-2695.pdf