<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02/07?registers=between Wed, 23 Apr 2025 08:29:21 -0700 Wed, 23 Apr 2025 08:29:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02/07?registers=between Notice - PowerShares Capital Management LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2269.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2269.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2269 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2269.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Voluntary Professionals https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2267.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2267.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2267 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2267.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Establishing a Voluntary Professional Designation https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2266.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2266.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2266 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2266.pdf Rule - Delegation of Authority to the Director of the Division of Corporation Finance https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2246.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2246.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2246 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2246.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2245.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2245.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2245 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2245.pdf Proposed Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2211.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2211.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2211 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2211.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Professional Account Holders https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2206.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2206.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2206 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2206.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Holdback Timer https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2204.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2204.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2204 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2204.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's NYSE Rules 421, 440F, and 440G https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2184.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2184.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2184 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2184.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421(Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2183.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2183.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2183 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2183.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to FINRA's Gross Income Assessment and Technical Changes to Schedule A to FINRA's By-Laws https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2182.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2182.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2182 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2182.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2161.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2161.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2161 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2161.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2123.html https://regulations.justia.com/regulations/fedreg/2008/02/07/E8-2123.html Thu, 07 Feb 2008 00:00:00 -0800 E8-2123 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-07/pdf/E8-2123.pdf