<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02/06?registers=between Mon, 21 Apr 2025 17:40:32 -0700 Mon, 21 Apr 2025 17:40:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/02/06?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices) https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2140.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2140.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2140 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2140.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Register Options Traders to Submit Electronic Quotations and Orders From Off the Amex's Trading Floor on a Limited Basis https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2139.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2139.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2139 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2139.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect That the NASD/NYSE Trade Reporting Facility Does Not Support the Three-Party Trade Report Functionality https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2134.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2134.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2134 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2134.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Equity Fees https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2124.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2124.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2124 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2124.pdf Notice - MLIG Variable Insurance Trust and Roszel Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2120.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2120.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2120 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2120.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning) https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2075.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2075.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2075 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2075.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2074.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2074.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2074 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2074.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reduce From Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2073.html https://regulations.justia.com/regulations/fedreg/2008/02/06/E8-2073.html Wed, 06 Feb 2008 00:00:00 -0800 E8-2073 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-02-06/pdf/E8-2073.pdf