Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2023-03-29T10:29:31-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1731.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Notification Requirements for Issuers Making Distributions to Shareholders2008-01-31T00:00:00-08:002008-01-31T00:00:00-08:00E8-1731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1731.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1725.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs2008-01-31T00:00:00-08:002008-01-31T00:00:00-08:00E8-1725Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1725.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/31/E8-1687.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-01-31T00:00:00-08:002008-01-31T00:00:00-08:00E8-1687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-31/pdf/E8-1687.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1694.htmlNotice - Sunshine Act Meetings2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1694.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1648.htmlNotice - Schroder Series Trust, et al.; Notice of Application2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1648Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1648.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1619.htmlNotice - Submission for OMB Review; Comment Request2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1619.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1618.htmlNotice - Proposed Collection; Comment Request2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1618.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1617.htmlNotice - Proposed Collection; Comment Request2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1617.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1615.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1615Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1615.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1614.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Clearing Fee Schedule2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1614.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1613.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1613Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1613.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1612.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1612Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1612.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1599.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1599.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1598.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1598.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1597.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Provide Clarification With Respect to the Correspondent Clearing Service and To Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services2008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1597.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/30/E8-1596.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Exchange Fees for Fiscal Year 20082008-01-30T00:00:00-08:002008-01-30T00:00:00-08:00E8-1596Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-30/pdf/E8-1596.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/Z8-832.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 To Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 20082008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00Z8-832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z8-832.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-25128.htmlNotice - Statement of Policy for Section 19 of the Federal Deposit Insurance Act2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00Z7-25128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-25128.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24909.htmlNotice - Securities Act of 1933; Securities Exchange Act of 1934; Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20082008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00Z7-24909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-24909.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/Z7-24801.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00Z7-24801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/Z7-24801.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1506.htmlNotice - Submission for OMB Review; Comment Request2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00E8-1506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1506.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1483.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00E8-1483Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1483.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1482.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00E8-1482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1482.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1481.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation)2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00E8-1481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1481.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1480.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 2213, Market Maker Trading Licenses2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00E8-1480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1480.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1464.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of Certain Fee Changes2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00E8-1464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1464.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/29/E8-1463.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Recipients of Certain Risk Disclosures2008-01-29T00:00:00-08:002008-01-29T00:00:00-08:00E8-1463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-29/pdf/E8-1463.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1395.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers2008-01-28T00:00:00-08:002008-01-28T00:00:00-08:00E8-1395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1395.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1374.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Four-Month Pilot Program To Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM2008-01-28T00:00:00-08:002008-01-28T00:00:00-08:00E8-1374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1374.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1373.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series2008-01-28T00:00:00-08:002008-01-28T00:00:00-08:00E8-1373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1373.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1171.htmlRule - Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADV-W and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-12008-01-28T00:00:00-08:002008-01-28T00:00:00-08:00E8-1171Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1171.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/28/08-359.htmlNotice - In the Matter of Certain Companies Quoted on the Pink Sheets: Asia Pacific Energy Inc.; Bolivar Mining Corp; Order of Suspension of Trading2008-01-28T00:00:00-08:002008-01-28T00:00:00-08:0008-359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/08-359.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1304.htmlNotice - Morgan Stanley Investment Management Inc., et al., Notice of Application2008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1304.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1303.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Closing Time for Options on Exchange-Traded Funds2008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1303.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1266.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the iShares® Russell 2000® Index Fund (IWM) Option Pilot Program Until March 1, 20082008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1266.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1265.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program for Expanded Position Limits for Options on the iShares® Russell 2000® Index Fund2008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1265.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1263.htmlRule - Electronic Shareholder Forums2008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1263Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1263.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1255.htmlNotice - Joint Industry Plan; American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols2008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1255.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1254.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change to Expand and Make Permanent the $1 Strike Program2008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1254.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/25/E8-1253.htmlNotice - The TIGERS Revenue Trust and VTL Associates, LLC; Notice of Application2008-01-25T00:00:00-08:002008-01-25T00:00:00-08:00E8-1253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-25/pdf/E8-1253.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1179.htmlNotice - Proposed Collection; Comment Request2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1179.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1178.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Regarding FLEX Equity Option Opening Transactions2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1178.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1177.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1177.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1159.htmlNotice - Submission for OMB Review; Comment Request2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1159.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1158.htmlNotice - Proposed Collection; Comment Request2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1158.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1157.htmlNotice - Proposed Collection; Comment Request2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1157.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1156.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend NASD Rule 7001B To Adjust the Percentage of Market Data Revenue Shared With NASD/Nasdaq TRF Participants2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1156.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/24/E8-1155.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedure2008-01-24T00:00:00-08:002008-01-24T00:00:00-08:00E8-1155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-24/pdf/E8-1155.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1072.htmlNotice - Sunshine Act Meeting2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1072.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1060.htmlNotice - Submission for OMB Review; Comment Request2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1060Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1060.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1059.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend By-Law Article XIV, Section 14-5 and Phlx Rule 502008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1059.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1058.htmlNotice - Submission for OMB Review; Comment Request2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1058.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1057.htmlNotice - Northern Institutional Funds, et al.; Notice of Application2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1057.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1056.htmlNotice - Submission for OMB Review; Comment Request2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1056.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1055.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rules 13, 60, and 1000 To Allow for the Automatic Execution of G-Quotes in the Display Book2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1055.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1054.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to “Amex Only” Orders and Quotes2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1054Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1054.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1053.htmlNotice - Advisory Committee on Improvements to Financial Reporting2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1053.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1037.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Amendment No. 3 to the Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, To Adopt a Universal Price Improvement Period for Public Customer Orders2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1037.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/23/E8-1011.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Fee Waiver2008-01-23T00:00:00-08:002008-01-23T00:00:00-08:00E8-1011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-23/pdf/E8-1011.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-998.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Brokers2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-998.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-997.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges To Be Assessed in Connection With the Implementation of an Electronic Registration Process2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-997.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-996.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities, Commodity-Linked Securities, and Currency-Linked Securities2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-996.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-995.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Section 107D of the Amex Company Guide2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-995Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-995.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-994.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-994.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-993.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-993.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-992.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Trade Reports for OTC Equity Securities Transactions of Fewer Than 100 Shares2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-992.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-968.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-968.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-967.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-967.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-954.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-954.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-946.htmlNotice - Sunshine Act Meeting2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-946Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-946.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/22/E8-908.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities2008-01-22T00:00:00-08:002008-01-22T00:00:00-08:00E8-908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-908.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/18/E8-861.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program2008-01-18T00:00:00-08:002008-01-18T00:00:00-08:00E8-861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-861.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/18/E8-860.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Allow the Exchange To Open at 8:30 a.m. (Chicago Time) Without Regard to the Opening on the Primary Market2008-01-18T00:00:00-08:002008-01-18T00:00:00-08:00E8-860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-860.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/18/E8-833.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rules 2-7 and 2-30 and the Interpretive Notices Entitled “NFA Compliance Rule 2-4: Confidentiality Language in Release Agreements,” “Compliance Rule 2-9: Enhanced Supervisory Requirements,” “Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934,” “NFA Compliance Rule 2-37: Fair Commissions,” “NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products,” and “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts”2008-01-18T00:00:00-08:002008-01-18T00:00:00-08:00E8-833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-833.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/18/E8-832.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 To Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 20082008-01-18T00:00:00-08:002008-01-18T00:00:00-08:00E8-832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-832.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/18/E8-831.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions2008-01-18T00:00:00-08:002008-01-18T00:00:00-08:00E8-831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-831.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/18/E8-829.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-1462008-01-18T00:00:00-08:002008-01-18T00:00:00-08:00E8-829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-829.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-792.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-792.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-737.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-737Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-737.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-736.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-736.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-733.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-733.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-732.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-732.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-709.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Program2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-709Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-709.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-708.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-708.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/17/E8-707.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities2008-01-17T00:00:00-08:002008-01-17T00:00:00-08:00E8-707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-17/pdf/E8-707.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-652.htmlNotice - Submission for OMB Review; Comment Request2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-652.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-648.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-648Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-648.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-647.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Obvious Errors2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-647.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-646.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Trading Pursuant to Unlisted Trading Privileges of Shares of Eight Funds of the ProShares Trust2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-646.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-645.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-645.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-630.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining With ICE Clear U.S., Inc.2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-630.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-629.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Securities With Restricted Trading Sessions on XLE2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-629.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-628.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to BOX's Licensing Fees2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-628.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/16/E8-627.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Sections 132(e), 211, and 1003(d) of the Company Guide To Clarify That the Exchange May Delist or Deny Initial Listing to an Issuer for Misrepresenting, or Omitting To Provide, Material Information to the Exchange or for Failing To Provide Requested Information Within a Reasonable Period of Time2008-01-16T00:00:00-08:002008-01-16T00:00:00-08:00E8-627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-16/pdf/E8-627.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/15/E8-641.htmlNotice - Sunshine Act Meeting; Federal Register Citation of Previous Announcement: [to be published]2008-01-15T00:00:00-08:002008-01-15T00:00:00-08:00E8-641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-15/pdf/E8-641.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/15/E8-528.htmlNotice - Consolidated Tape Association; Order Approving the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan2008-01-15T00:00:00-08:002008-01-15T00:00:00-08:00E8-528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-15/pdf/E8-528.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-393.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Nasdaq's Rule 7033 to Modify the Fees Charged for the Mutual Fund Quotation Service and to Correct Certain Errors in the Rule Manual2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-393.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-390.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand, and Make Permanent, the $1 Strike Price Program2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-390.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-389.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-389.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-388.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the MRVP of the Boston Options Exchange With Respect to Contrary Exercise Advice Violations2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-388.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-354.htmlNotice - Proposed Collection; Comment Request2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-354.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-353.htmlNotice - Proposed Collection; Comment Request2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-353.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-352.htmlNotice - Proposed Collection; Comment Request2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-352.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-351.htmlNotice - Proposed Collection; Comment Request2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-351Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-351.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-350.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand and Permanently Adopt the $1 Strike Pilot Program2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-350Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-350.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-349.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 To Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-349Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-349.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/E8-348.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Tenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Charges Amendment to the Restated Consolidated Quotation Plan2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:00E8-348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/E8-348.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/14/08-104.htmlNotice - In the Matter of Aampro Group, Inc.; Order of Suspension of Trading2008-01-14T00:00:00-08:002008-01-14T00:00:00-08:0008-104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-14/pdf/08-104.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/11/E8-405.htmlNotice - Sunshine Act Meeting2008-01-11T00:00:00-08:002008-01-11T00:00:00-08:00E8-405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-11/pdf/E8-405.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/11/E8-304.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 4602008-01-11T00:00:00-08:002008-01-11T00:00:00-08:00E8-304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-11/pdf/E8-304.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/11/E8-303.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which an Exchange Calculates a Constant Three-Month Volatility Index2008-01-11T00:00:00-08:002008-01-11T00:00:00-08:00E8-303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-11/pdf/E8-303.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/10/E8-255.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Rule 6.87-Obvious Error2008-01-10T00:00:00-08:002008-01-10T00:00:00-08:00E8-255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-10/pdf/E8-255.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/10/E8-188.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Pertaining to the Imposition of Fines for Minor Rule Violations2008-01-10T00:00:00-08:002008-01-10T00:00:00-08:00E8-188Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-10/pdf/E8-188.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/10/E8-187.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq Stockholders' Agreement Between the Nasdaq Stock Market, Inc. and Borse Dubai Limited2008-01-10T00:00:00-08:002008-01-10T00:00:00-08:00E8-187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-10/pdf/E8-187.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/E8-157.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Marketing Fee Program2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:00E8-157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-157.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/E8-156.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Regulatory Fees2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:00E8-156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-156.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/E8-155.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:00E8-155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-155.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/E8-151.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Linkage Fees2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:00E8-151Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-151.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/E8-150.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Examinations Fee2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:00E8-150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-150.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/E8-136.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the $1 Strike Pilot Program2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:00E8-136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-136.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/E8-135.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Closing Time for Options on Exchange-Traded Funds2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:00E8-135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/E8-135.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/09/08-38.htmlNotice - In the Matter of ABC Dispensing Technologies, Inc. (n/k/a Ka Wang Holding, Inc.), Accent Color Sciences, Inc., Access Tradeone.com, Inc., ActFit.com, Inc. (n/k/a Telum International Corp.), Addison-Davis Diagnostics, Inc., Aden Enterprises, Inc., AdPads, Inc., Advanced Products Group, Inc. (n/k/a Cloudtech Sensors, Inc.), Advanced Recycling Sciences, Inc., Advanced Systems International, Inc., Aero Group, Inc., and Alford Refrigerated Warehouses, Inc.; Order of Suspension of Trading2008-01-09T00:00:00-08:002008-01-09T00:00:00-08:0008-38Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-09/pdf/08-38.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-95.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.14 (Hybrid Agency Liaison)2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-95Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-95.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-94.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-94Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-94.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-93.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 72 Examination Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-93Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-93.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-92.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 82 Examination Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-92Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-92.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-91.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-91Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-91.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-90.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-90Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-90.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-89.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 42 Examination Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-89Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-89.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-88.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 23 Examination Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-88Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-88.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-87.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 24 Examination Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-87Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-87.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-86.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-86Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-86.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-85.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-85Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-85.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-84.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Nasdaq's Rule 70332008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-84Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-84.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/08/E8-83.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Trading Floor Regulatory Fee2008-01-08T00:00:00-08:002008-01-08T00:00:00-08:00E8-83Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-83.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E8-9.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to Market Data Distribution Network Fees2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E8-9Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-9.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E8-43.htmlNotice - Sunshine Act Meeting2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E8-43Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-43.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E8-3.htmlNotice - Proposed Collection; Comment Request2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E8-3Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-3.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E8-2.htmlNotice - Proposed Collection; Comment Request2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E8-2Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E8-2.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25655.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Stock Loan and Repurchase Processing2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E7-25655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25655.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25654.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 107A (Registered Competitive Market Makers) and Exchange Rule 110 (Competitive Traders)2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E7-25654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25654.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25652.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 12008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E7-25652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25652.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25651.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E7-25651Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25651.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25600.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation)2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E7-25600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25600.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25598.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Harmonize the Annual Listing Fees for All Exchange Traded Funds2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E7-25598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25598.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/07/E7-25597.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure To Pay Fees)2008-01-07T00:00:00-08:002008-01-07T00:00:00-08:00E7-25597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-07/pdf/E7-25597.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25626.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Rule 1500 (NYSE MatchPoint SM2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25626.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25625.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25625.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25623.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25623.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25622.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25622.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25621.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25621.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25595.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC, The American Stock Exchange LLC, The New York Stock Exchange LLC, and NYSE Arca, Inc; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes To Extend the Deadline Until March 31, 2008 for Issuers To Become Compliant With Listing Requirements Concerning Direct Registration Programs2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25595.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25581.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Belgium Index Fund2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25581.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-25250.htmlRule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-25250Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-25250.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/04/E7-24965.htmlRule - Smaller Reporting Company Regulatory Relief and Simplification2008-01-04T00:00:00-08:002008-01-04T00:00:00-08:00E7-24965Rulehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-04/pdf/E7-24965.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25571.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-1832008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25571.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25570.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the $1 Strike Pilot Program2008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25570Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25570.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25569.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes2008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25569.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25568.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange2008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25568.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25524.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25524Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25524.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25523.htmlNotice - Submission for OMB Review; Comment Request2008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25523.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25508.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's New York Stock Exchange Rule 409(f)2008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25508.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25507.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Anti-Money Laundering Program Rule 4.202008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25507.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25506.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f)2008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25506.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25487.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP2008-01-03T00:00:00-08:002008-01-03T00:00:00-08:00E7-25487Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25487.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/02/E7-25446.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change to Permit Issuers of Index-Linked Securities to Submit a Letter From the Issuer's Authorized Executive Officer Rather Than Provide a Certified Copy of the Resolution Adopted By the Issuers' Board of Directors, When the Issuers Are Voluntarily Delisting the Securities From the Exchange and Transferring the Listing to Another National Securities Exchange2008-01-02T00:00:00-08:002008-01-02T00:00:00-08:00E7-25446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-02/pdf/E7-25446.pdfhttps://regulations.justia.com/regulations/fedreg/2008/01/02/E7-25434.htmlNotice - Submission for OMB Review; Comment Request2008-01-02T00:00:00-08:002008-01-02T00:00:00-08:00E7-25434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2008-01-02/pdf/E7-25434.pdf