<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/28?registers=between Wed, 01 May 2024 23:27:03 -0700 Wed, 01 May 2024 23:27:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/28?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1395.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1395.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1395 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1395.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Four-Month Pilot Program To Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1374.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1374.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1374 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1374.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Quarterly Option Series Pilot Program To Permit the Listing of Additional Series https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1373.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1373.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1373 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1373.pdf Rule - Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADV-W and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3-1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1 https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1171.html https://regulations.justia.com/regulations/fedreg/2008/01/28/E8-1171.html Mon, 28 Jan 2008 00:00:00 -0800 E8-1171 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/E8-1171.pdf Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Asia Pacific Energy Inc.; Bolivar Mining Corp; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/01/28/08-359.html https://regulations.justia.com/regulations/fedreg/2008/01/28/08-359.html Mon, 28 Jan 2008 00:00:00 -0800 08-359 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-28/pdf/08-359.pdf