<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/22?registers=between Sat, 23 Nov 2024 17:24:05 -0800 Sat, 23 Nov 2024 17:24:05 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/22?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Brokers https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-998.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-998.html Tue, 22 Jan 2008 00:00:00 -0800 E8-998 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-998.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges To Be Assessed in Connection With the Implementation of an Electronic Registration Process https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-997.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-997.html Tue, 22 Jan 2008 00:00:00 -0800 E8-997 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-997.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities, Commodity-Linked Securities, and Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-996.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-996.html Tue, 22 Jan 2008 00:00:00 -0800 E8-996 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-996.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Section 107D of the Amex Company Guide https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-995.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-995.html Tue, 22 Jan 2008 00:00:00 -0800 E8-995 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-995.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-994.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-994.html Tue, 22 Jan 2008 00:00:00 -0800 E8-994 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-994.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-993.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-993.html Tue, 22 Jan 2008 00:00:00 -0800 E8-993 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-993.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Trade Reports for OTC Equity Securities Transactions of Fewer Than 100 Shares https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-992.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-992.html Tue, 22 Jan 2008 00:00:00 -0800 E8-992 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-992.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-968.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-968.html Tue, 22 Jan 2008 00:00:00 -0800 E8-968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-968.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-967.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-967.html Tue, 22 Jan 2008 00:00:00 -0800 E8-967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-967.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-954.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-954.html Tue, 22 Jan 2008 00:00:00 -0800 E8-954 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-954.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-946.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-946.html Tue, 22 Jan 2008 00:00:00 -0800 E8-946 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-946.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-908.html https://regulations.justia.com/regulations/fedreg/2008/01/22/E8-908.html Tue, 22 Jan 2008 00:00:00 -0800 E8-908 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-22/pdf/E8-908.pdf