<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/18?registers=between Wed, 27 Nov 2024 11:38:56 -0800 Wed, 27 Nov 2024 11:38:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/18?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-861.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-861.html Fri, 18 Jan 2008 00:00:00 -0800 E8-861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-861.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Allow the Exchange To Open at 8:30 a.m. (Chicago Time) Without Regard to the Opening on the Primary Market https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-860.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-860.html Fri, 18 Jan 2008 00:00:00 -0800 E8-860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-860.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rules 2-7 and 2-30 and the Interpretive Notices Entitled “NFA Compliance Rule 2-4: Confidentiality Language in Release Agreements,” “Compliance Rule 2-9: Enhanced Supervisory Requirements,” “Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934,” “NFA Compliance Rule 2-37: Fair Commissions,” “NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products,” and “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts” https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-833.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-833.html Fri, 18 Jan 2008 00:00:00 -0800 E8-833 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-833.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 To Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008 https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-832.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-832.html Fri, 18 Jan 2008 00:00:00 -0800 E8-832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-832.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-831.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-831.html Fri, 18 Jan 2008 00:00:00 -0800 E8-831 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-831.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-829.html https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-829.html Fri, 18 Jan 2008 00:00:00 -0800 E8-829 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-829.pdf