Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/18?limit=200&registers=between&mode=atom 2024-04-25T07:00:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-861.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program 2008-01-18T00:00:00-08:00 2008-01-18T00:00:00-08:00 E8-861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-861.pdf https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-860.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Allow the Exchange To Open at 8:30 a.m. (Chicago Time) Without Regard to the Opening on the Primary Market 2008-01-18T00:00:00-08:00 2008-01-18T00:00:00-08:00 E8-860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-860.pdf https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-833.html Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rules 2-7 and 2-30 and the Interpretive Notices Entitled “NFA Compliance Rule 2-4: Confidentiality Language in Release Agreements,” “Compliance Rule 2-9: Enhanced Supervisory Requirements,” “Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934,” “NFA Compliance Rule 2-37: Fair Commissions,” “NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products,” and “NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts” 2008-01-18T00:00:00-08:00 2008-01-18T00:00:00-08:00 E8-833 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-833.pdf https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-832.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 To Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008 2008-01-18T00:00:00-08:00 2008-01-18T00:00:00-08:00 E8-832 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-832.pdf https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-831.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions 2008-01-18T00:00:00-08:00 2008-01-18T00:00:00-08:00 E8-831 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-831.pdf https://regulations.justia.com/regulations/fedreg/2008/01/18/E8-829.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 2008-01-18T00:00:00-08:00 2008-01-18T00:00:00-08:00 E8-829 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-18/pdf/E8-829.pdf