<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/08?registers=between Sat, 23 Nov 2024 18:04:15 -0800 Sat, 23 Nov 2024 18:04:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/08?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.14 (Hybrid Agency Liaison) https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-95.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-95.html Tue, 08 Jan 2008 00:00:00 -0800 E8-95 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-95.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 62 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-94.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-94.html Tue, 08 Jan 2008 00:00:00 -0800 E8-94 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-94.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 72 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-93.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-93.html Tue, 08 Jan 2008 00:00:00 -0800 E8-93 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-93.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 82 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-92.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-92.html Tue, 08 Jan 2008 00:00:00 -0800 E8-92 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-92.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-91.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-91.html Tue, 08 Jan 2008 00:00:00 -0800 E8-91 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-91.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-90.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-90.html Tue, 08 Jan 2008 00:00:00 -0800 E8-90 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-90.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 42 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-89.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-89.html Tue, 08 Jan 2008 00:00:00 -0800 E8-89 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-89.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 23 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-88.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-88.html Tue, 08 Jan 2008 00:00:00 -0800 E8-88 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-88.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 24 Examination Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-87.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-87.html Tue, 08 Jan 2008 00:00:00 -0800 E8-87 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-87.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-86.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-86.html Tue, 08 Jan 2008 00:00:00 -0800 E8-86 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-86.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-85.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-85.html Tue, 08 Jan 2008 00:00:00 -0800 E8-85 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-85.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Nasdaq's Rule 7033 https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-84.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-84.html Tue, 08 Jan 2008 00:00:00 -0800 E8-84 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-84.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Trading Floor Regulatory Fee https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-83.html https://regulations.justia.com/regulations/fedreg/2008/01/08/E8-83.html Tue, 08 Jan 2008 00:00:00 -0800 E8-83 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-08/pdf/E8-83.pdf