<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/03?registers=between Sat, 23 Nov 2024 17:43:09 -0800 Sat, 23 Nov 2024 17:43:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/01/03?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25571.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25571.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25571 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25571.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the $1 Strike Pilot Program https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25570.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25570.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25570 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25570.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25569.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25569.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25569 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25569.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Opening of the Market of the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25568.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25568.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25568 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25568.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25524.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25524.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25524 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25524.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25523.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25523.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25523 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25523.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's New York Stock Exchange Rule 409(f) https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25508.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25508.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25508 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25508.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Anti-Money Laundering Program Rule 4.20 https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25507.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25507.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25507 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25507.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f) https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25506.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25506.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25506.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25487.html https://regulations.justia.com/regulations/fedreg/2008/01/03/E7-25487.html Thu, 03 Jan 2008 00:00:00 -0800 E7-25487 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-01-03/pdf/E7-25487.pdf