<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Wed, 22 May 2024 21:55:56 -0700 Wed, 22 May 2024 21:55:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - The UBS Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25378.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25378.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25378.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as “Investment Company Units or Index-Linked Securities” https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25376.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25376.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25376.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Require a Non-Streaming Quote Trader Registered Option Traders (“non-SQT ROT”) To Submit a List of Options for Intended Assignment https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25375.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25375.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25375.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25374.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25374.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25374.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend its Rule 25 To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25373.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25373.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25373.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Make Technical Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”), the Uniform Termination Notice for Securities Industry Registration (“Form U5”) and the Uniform Branch Office Form (“Form BR”) https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25370.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25370.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25370 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25370.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25369.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25369.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25369 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25369.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25368.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25368.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25368 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25368.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25367.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25367.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25367 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25367.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Strike Price Intervals of Options on Exchange-Traded Fund Shares above $200 https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25366.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25366.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25366 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25366.pdf Notice - Main Street Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25357.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25357.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25357 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25357.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Open the Exchange's Equity Trading Platform at 9 a.m. https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25356.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25356.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25356 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25356.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25355.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25355.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25355 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25355.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25354.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25354.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25354 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25354.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25351.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25351.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25351 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25351.pdf Notice - Millennium India Acquisition Company Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25350.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25350.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25350 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25350.pdf Rule - Staff Accounting Bulletin No. 110 https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25178.html https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25178.html Mon, 31 Dec 2007 00:00:00 -0800 E7-25178 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25178.pdf Notice - Securities Exchange Act of 1934; Order Granting Registration of Egan-Jones Rating Company As A Nationally Recognized Statistical Rating Organization https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25244.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25244.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25244 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25244.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 710, Minimum Trading Increments https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25208.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25208.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25208.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25207.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25207.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25207.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25206.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25206.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25206.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25202.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25202.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25202 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25202.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of the Exchange's Amended and Restated Constitution https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25201.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25201.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25201.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on the iShares MSCI Mexico Index Fund https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25200.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25200.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25200.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25199.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25199.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25199 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25199.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25198.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25198.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25198 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25198.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25197.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25197.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25197 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25197.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25191.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25191.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25191.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25190.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25190.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25190 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25190.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1 https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25189.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25189.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25189.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the New York Stock Exchange LLC Relating to NYSE Rule 300 (Trading Licenses) https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25188.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25188.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25188 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25188.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25187.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25187.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25187 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25187.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25186.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25186.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25186.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (ITS and Pre-Opening Applications) https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25185.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25185.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25185 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25185.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25184.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25184.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25184 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25184.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 (“Specialist Organizations-Additional Capital Requirements”) https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25183.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25183.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25183 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25183.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding the CBSX Floor Post https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25182.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25182.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25182 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25182.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Range Options https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25181.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25181.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25181.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.'s Certificate of Incorporation and Trust Agreement https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25180.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25180.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25180.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a/ Financial Industry Regulatory Authority, Inc.); Order Granting Approval of a Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25179.html https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25179.html Fri, 28 Dec 2007 00:00:00 -0800 E7-25179 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25179.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24997.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24997.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24997 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24997.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24996.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24996.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24996 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24996.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the BearLinxSM https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24990.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24990.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24990 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24990.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of Certain Securities Outside of the Regular Market Session https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24989.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24989.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24989 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24989.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24988.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24988.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24988 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24988.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24987.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24987.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24987.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend Listing Fees for Structured Products https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24986.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24986.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24986.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24985.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24985.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24985 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24985.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cleared Contracts Carried in a Proprietary Account https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24984.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24984.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24984 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24984.pdf Rule - Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3 https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24968.html https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24968.html Thu, 27 Dec 2007 00:00:00 -0800 E7-24968 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24968.pdf