Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-05-23T17:15:28-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25378.htmlNotice - The UBS Funds, et al.; Notice of Application2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25378.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25376.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as “Investment Company Units or Index-Linked Securities”2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25376.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25375.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Require a Non-Streaming Quote Trader Registered Option Traders (“non-SQT ROT”) To Submit a List of Options for Intended Assignment2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25375.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25374.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25374.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25373.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend its Rule 25 To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25373.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25370.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Make Technical Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”), the Uniform Termination Notice for Securities Industry Registration (“Form U5”) and the Uniform Branch Office Form (“Form BR”)2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25370.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25369.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25369.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25368.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25368.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25367.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-112007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25367.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25366.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Strike Price Intervals of Options on Exchange-Traded Fund Shares above $2002007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25366.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25357.htmlNotice - Main Street Capital Corporation, et al.; Notice of Application2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25357.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25356.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Open the Exchange's Equity Trading Platform at 9 a.m.2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25356.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25355.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25355.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25354.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25354.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25351.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25351Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25351.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25350.htmlNotice - Millennium India Acquisition Company Inc.; Notice of Application2007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25350Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25350.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25178.htmlRule - Staff Accounting Bulletin No. 1102007-12-31T00:00:00-08:002007-12-31T00:00:00-08:00E7-25178Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25178.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25244.htmlNotice - Securities Exchange Act of 1934; Order Granting Registration of Egan-Jones Rating Company As A Nationally Recognized Statistical Rating Organization2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25244.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25208.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 710, Minimum Trading Increments2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25208.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25207.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25207Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25207.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25206.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25206.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25202.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25202.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25201.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of the Exchange's Amended and Restated Constitution2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25201.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25200.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on the iShares MSCI Mexico Index Fund2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25200.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25199.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25199Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25199.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25198.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25198Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25198.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25197.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25197.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25191.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25191.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25190.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25190Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25190.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25189.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-12007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25189Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25189.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25188.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the New York Stock Exchange LLC Relating to NYSE Rule 300 (Trading Licenses)2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25188Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25188.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25187.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25187Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25187.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25186.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25186.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25185.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (ITS and Pre-Opening Applications)2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25185.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25184.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25184.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25183.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 (“Specialist Organizations-Additional Capital Requirements”)2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25183.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25182.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding the CBSX Floor Post2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25182.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25181.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Range Options2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25181.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25180.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.'s Certificate of Incorporation and Trust Agreement2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25180.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25179.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a/ Financial Industry Regulatory Authority, Inc.); Order Granting Approval of a Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System2007-12-28T00:00:00-08:002007-12-28T00:00:00-08:00E7-25179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25179.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24997.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24997.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24996.htmlNotice - Submission for OMB Review; Comment Request2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24996.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24990.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the BearLinxSM2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24990.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24989.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of Certain Securities Outside of the Regular Market Session2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24989.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24988.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24988Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24988.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24987.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24987.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24986.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend Listing Fees for Structured Products2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24986.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24985.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24985.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24984.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cleared Contracts Carried in a Proprietary Account2007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24984.pdfhttps://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24968.htmlRule - Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-32007-12-27T00:00:00-08:002007-12-27T00:00:00-08:00E7-24968Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24968.pdf