Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2024-05-23T17:15:28-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25378.html Notice - The UBS Funds, et al.; Notice of Application 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25378.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25376.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as “Investment Company Units or Index-Linked Securities” 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25376.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25375.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Require a Non-Streaming Quote Trader Registered Option Traders (“non-SQT ROT”) To Submit a List of Options for Intended Assignment 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25375.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25374.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25374.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25373.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend its Rule 25 To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25373.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25370.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Make Technical Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”), the Uniform Termination Notice for Securities Industry Registration (“Form U5”) and the Uniform Branch Office Form (“Form BR”) 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25370 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25370.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25369.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25369 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25369.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25368.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25368 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25368.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25367.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25367 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25367.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25366.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Strike Price Intervals of Options on Exchange-Traded Fund Shares above $200 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25366 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25366.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25357.html Notice - Main Street Capital Corporation, et al.; Notice of Application 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25357 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25357.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25356.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Open the Exchange's Equity Trading Platform at 9 a.m. 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25356 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25356.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25355.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25355 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25355.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25354.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25354 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25354.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25351.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25351 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25351.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25350.html Notice - Millennium India Acquisition Company Inc.; Notice of Application 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25350 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25350.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25178.html Rule - Staff Accounting Bulletin No. 110 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25178 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25178.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25244.html Notice - Securities Exchange Act of 1934; Order Granting Registration of Egan-Jones Rating Company As A Nationally Recognized Statistical Rating Organization 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25244 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25244.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25208.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 710, Minimum Trading Increments 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25208.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25207.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25207.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25206.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25206.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25202.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25202 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25202.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25201.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of the Exchange's Amended and Restated Constitution 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25201.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25200.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on the iShares MSCI Mexico Index Fund 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25200.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25199.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25199 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25199.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25198.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25198 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25198.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25197.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25197 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25197.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25191.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25191.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25190.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25190 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25190.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25189.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25189.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25188.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the New York Stock Exchange LLC Relating to NYSE Rule 300 (Trading Licenses) 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25188 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25188.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25187.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25187 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25187.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25186.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25186.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25185.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (ITS and Pre-Opening Applications) 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25185 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25185.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25184.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25184 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25184.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25183.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 (“Specialist Organizations-Additional Capital Requirements”) 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25183 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25183.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25182.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding the CBSX Floor Post 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25182 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25182.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25181.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Range Options 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25181.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25180.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.'s Certificate of Incorporation and Trust Agreement 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25180.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25179.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a/ Financial Industry Regulatory Authority, Inc.); Order Granting Approval of a Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25179 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25179.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24997.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24997 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24997.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24996.html Notice - Submission for OMB Review; Comment Request 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24996 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24996.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24990.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the BearLinxSM 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24990 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24990.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24989.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of Certain Securities Outside of the Regular Market Session 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24989 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24989.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24988.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24988 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24988.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24987.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24987.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24986.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend Listing Fees for Structured Products 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24986.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24985.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24985 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24985.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24984.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cleared Contracts Carried in a Proprietary Account 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24984 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24984.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24968.html Rule - Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24968 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24968.pdf