<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/12/12?registers=between Tue, 30 Apr 2024 04:00:16 -0700 Tue, 30 Apr 2024 04:00:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/12/12?registers=between Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Amending Nasdaq's Membership Application Rules https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24045.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24045.html Wed, 12 Dec 2007 00:00:00 -0800 E7-24045 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24045.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority Inc.); Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Class of Entities Permitted To Use the Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24044.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24044.html Wed, 12 Dec 2007 00:00:00 -0800 E7-24044 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24044.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24035.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24035.html Wed, 12 Dec 2007 00:00:00 -0800 E7-24035 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24035.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24034.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24034.html Wed, 12 Dec 2007 00:00:00 -0800 E7-24034 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24034.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24033.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24033.html Wed, 12 Dec 2007 00:00:00 -0800 E7-24033 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24033.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related To Amending Complex Orders Procedures https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24032.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24032.html Wed, 12 Dec 2007 00:00:00 -0800 E7-24032 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24032.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Securities Linked to the Performance of Indexes, Commodities, and Currencies https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23973.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23973.html Wed, 12 Dec 2007 00:00:00 -0800 E7-23973 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23973.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23972.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23972.html Wed, 12 Dec 2007 00:00:00 -0800 E7-23972 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23972.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23971.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23971.html Wed, 12 Dec 2007 00:00:00 -0800 E7-23971 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23971.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Initial Listing Standards for Other Securities https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23970.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23970.html Wed, 12 Dec 2007 00:00:00 -0800 E7-23970 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23970.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23967.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23967.html Wed, 12 Dec 2007 00:00:00 -0800 E7-23967 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23967.pdf Notice - Consolidated Tape Association; Notice of Filing of the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23966.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23966.html Wed, 12 Dec 2007 00:00:00 -0800 E7-23966 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23966.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23965.html https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23965.html Wed, 12 Dec 2007 00:00:00 -0800 E7-23965 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23965.pdf