Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/12/11?limit=200&registers=between&mode=atom 2021-01-16T08:38:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/12/11/Z7-22974.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Harmonize the Annual Listing Fees for All Exchange Traded Funds 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 Z7-22974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/Z7-22974.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23951.html Rule - Shareholder Proposals Relating to the Election of Directors 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23951 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23951.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23925.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Stock-Option Orders 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23925 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23925.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23924.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23924 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23924.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23923.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Linkage Order; Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23923 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23923.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23922.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated With a Specialist's Member Organization 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23922 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23922.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23921.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's NYSE BondsSM 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23921 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23921.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23920.html Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage, and Notice of Filing of Such Amendment 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23920 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23920.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23919.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23919 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23919.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23918.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23918 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23918.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23917.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Limited Liability Company Agreement of The NASDAQ Stock Market LLC; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23917 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23917.pdf