<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/12/07?registers=between Tue, 30 Apr 2024 17:14:49 -0700 Tue, 30 Apr 2024 17:14:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/12/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23830.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23830.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23830 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23830.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Relating To Resolving Uncompared Transactions https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23788.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23788.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23788 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23788.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform SRO Rules to Changes to Rule 10a-1 and Regulation SHO https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23769.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23769.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23769 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23769.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Binary Options https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23768.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23768.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23768 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23768.pdf Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23756.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23756.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23756 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23756.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008 https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23755.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23755.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23755 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23755.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Delisting Securities Underlying Low ADV Options https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23754.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23754.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23754.pdf Notice - Self-Regulatory Organizations; The National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23753.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23753.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23753.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23750.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23750.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23750 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23750.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23747.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23747.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23747 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23747.pdf Notice - Self-Regulatory Organization; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to the Renumbering and Reorganization of Rules Relating to Listing Standards for Security Futures Products https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23721.html https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23721.html Fri, 07 Dec 2007 00:00:00 -0800 E7-23721 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23721.pdf Notice - In the Matter of Kimber-X Resources Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/12/07/07-5992.html https://regulations.justia.com/regulations/fedreg/2007/12/07/07-5992.html Fri, 07 Dec 2007 00:00:00 -0800 07-5992 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/07-5992.pdf