Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/12/07?limit=200&registers=between&mode=atom 2024-04-30T21:25:19-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23830.html Notice - Sunshine Act Meetings 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23830 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23830.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23788.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Relating To Resolving Uncompared Transactions 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23788 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23788.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23769.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform SRO Rules to Changes to Rule 10a-1 and Regulation SHO 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23769 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23769.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23768.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Binary Options 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23768 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23768.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23756.html Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23756 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23756.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23755.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23755 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23755.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23754.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Delisting Securities Underlying Low ADV Options 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23754.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23753.html Notice - Self-Regulatory Organizations; The National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23753.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23750.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23750 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23750.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23747.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23747 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23747.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23721.html Notice - Self-Regulatory Organization; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to the Renumbering and Reorganization of Rules Relating to Listing Standards for Security Futures Products 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23721 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23721.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/07-5992.html Notice - In the Matter of Kimber-X Resources Corp.; Order of Suspension of Trading 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 07-5992 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/07-5992.pdf