Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/12/06?limit=200&registers=between&mode=atom 2024-05-02T03:56:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23789.html Notice - Notice of Sunshine Act Meeting 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23789 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23789.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23722.html Notice - Unified Series Trust and Envestnet Asset Management, Inc.; Notice of Application 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23722 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23722.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23651.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders) 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23651 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23651.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23641.html Notice - Submission for OMB Review; Comment Request 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23641 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23641.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23640.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23640 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23640.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23613.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23613 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23613.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23611.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Trading of Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23611 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23611.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23610.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Delayed Start Options 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23610.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23609.html Notice - Proposed Collection; Comment Request 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23609 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23609.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23608.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend the Minimum Quote Size Requirements for Hybrid Opening System Rotations 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23608.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23607.html Notice - Submission for OMB Review; Comment Request 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23607 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23607.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23599.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged to Member Organizations for the Use of the On-Line Comparison System 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23599.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23594.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23594 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23594.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23593.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23593.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23592.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23592.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23591.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Hearing Procedures Afforded to an Interested Person and Harmonize Them With Similar Rules of Its Affiliates 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23591 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23591.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23590.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Transaction Fee Waiver for Options on the Mini-SPX 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23590 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23590.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23589.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23589.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23587.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Exchange Rule 103A(a)(3) To Address Changes in the Way the Exchange Delivers Education Programs to its Members and To Clarify That the Mandatory Education Requirement Applies to All Individuals Qualified To Use a Trading License 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23587 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23587.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23586.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23586.pdf