Securities and Exchange Commission November 2007 – Federal Register Recent Federal Regulation Documents

Results 101 - 131 of 131
Sunshine Act Meeting Federal Register Citation of Previous Announcement: November 5, 2007
Document Number: E7-21772
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21763
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
MyShares Trust, et al.; Notice of Application
Document Number: E7-21739
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order that would permit: (a) Series of open-end management investment companies, to issue shares (``Shares'') that can be redeemed only in large aggregations (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated prices on a national securities exchange as defined in section 2(a)(26) of the Act (each an ``Exchange''); (c) dealers to sell Shares to purchasers in the secondary market unaccompanied by a prospectus, when prospectus delivery is not required by the Securities Act of 1933 (``Securities Act''); (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units. Applicants: MyShares Trust (the ``Trust''); MyShares, LLC (the ``Advisor''); and Foreside Fund Services, LLC (the ``Distributor''). Filing Dates: The application was filed on April 9, 2007, and amended on September 6, 2007 and October 31, 2007. Applicants have agreed to file an amendment during the notice period, the substance of which is reflected in this notice. Hearing or Notification of Hearing: An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission's Secretary and serving applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on November 26, 2007, and should be accompanied by proof of service on applicants, in the form of an affidavit, or for lawyers, a certificate of service. Hearing requests should state the nature of the writer's interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary.
Proposed Collection; Comment Request
Document Number: E7-21738
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21737
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Rafferty Asset Management, et al.; Notice of Application
Document Number: E7-21694
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-21664
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21663
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-21638
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of: BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.); Order of Suspension of Trading
Document Number: 07-5519
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-21577
Type: Notice
Date: 2007-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21533
Type: Notice
Date: 2007-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E7-21485
Type: Notice
Date: 2007-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 30, 1994, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $33,885 incurred in connection with the liquidation were paid by applicant. Filing Dates: The application was filed on September 18, 2007, and amended on October 23, 2007. Applicant's Address: 11 Hanover Sq., 12th Floor, New York, NY 10005.