Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2020-03-28T20:48:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23210.html Notice - Proposed Collection; Comment Request 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23210 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23210.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23209.html Notice - Submission for OMB Review; Comment Request 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23209 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23209.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23208.html Notice - Submission for OMB Review; Comment Request 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23208.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23205.html Notice - John Hancock Life Insurance Company, et al. 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23205 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23205.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23204.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Requirements Relating o Indexes Underlying Equity Index-Linked Securities 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23204 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23204.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23203.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23203 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23203.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23202.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Exchange To List Certain Companies Based on Two Completed Fiscal Years and Financial Statements Covering the First Six Months of the Current Fiscal Year as Long as Prior to Listing Certain Summary Financial Data Confirms That the Company Continues To Satisfy the Applicable Standard Based on at Least Nine Completed Months of the Current Fiscal Year 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23202 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23202.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/07-5852.html Proposed Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 07-5852 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/07-5852.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23171.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Short Sale Price Test 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23171 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23171.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23170.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23170 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23170.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23169.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23169 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23169.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23168.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23168 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23168.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23123.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment Number 1 Thereto Relating to Market Data Distribution Network Fees 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23123 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23123.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23122.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Sessions for Selected ETFs 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23122 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23122.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23113.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23113 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23113.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23112.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23112 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23112.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23111.html Notice - Request for Review by OMB 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23111 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23111.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23021.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23021 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23021.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23004.html Notice - Proposed Collection; Comment Request 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23004 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23004.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23003.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to $1 Strikes for VXD and VXN Options and $1 Strikes for RVX, VIX, VXD and VXN LEAPs 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23003 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23003.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23002.html Notice - Proposed Collection; Comment Request 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23002 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23002.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23001.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23001 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23001.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23000.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23000 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23000.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22985.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-22985 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22985.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22981.html Notice - Submission for OMB Review; Comment Request 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-22981 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22981.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22980.html Notice - Submission for OMB Review; Comment Request 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-22980 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22980.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22979.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Rule 6.87-Obvious Error 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-22979 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22979.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22978.html Notice - Submission for OMB Review; Comment Request 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-22978 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22978.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22974.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Harmonize the Annual Listing Fees for All Exchange Traded Funds 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-22974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22974.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22999.html Notice - Sunshine Act Meetings 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22999 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22999.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22946.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22946 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22946.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22944.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Allow Issuers Voluntarily Delisting Index-Linked Securities To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22944.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22927.html Notice - Proposed Collection, Comment Request 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22927 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22927.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22916.html Notice - Self-Regulatory Organizations: American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated and International Securities Exchange, LLC: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes; Boston Stock Exchange, Inc.; NYSE Arca, Inc.; and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22916 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22916.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22911.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists' Agency Responsibilities and Establish Amex Book Clerks 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22911.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22910.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Charged to Clearing Members and Non-Clearing Members for Theoretical Profit and Loss Values 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22910.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22909.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22909.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22898.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22898 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22898.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22894.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend its Rule 4.20 Regarding Anti-Money Laundering 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22894 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22894.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22891.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules To Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22891 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22891.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22890.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend its Operational Arrangements as it Applies to Structured Securities 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22890 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22890.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22846.html Notice - MyShares Trust, et al.; Notice of Application 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22846 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22846.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22843.html Notice - Proposed Collection; Comment Request 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22843 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22843.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22842.html Notice - Joint Industry Plan; Order Approving Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22842 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22842.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22841.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the $1 Strike Pilot Program 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22841.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22840.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22840 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22840.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22789.html Proposed Rule - Concept Release on Mechanisms To Access Disclosures Relating to Business Activities in or With Countries Designated as State Sponsors of Terrorism 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22789 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22789.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22782.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Rule 1500 (NYSE MatchPointSM 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22782 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22782.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22781.html Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options Already Listed on Another National Securities Exchange 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22781.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22780.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22780 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22780.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22779.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to FLEX Options Trading and Order Granting Accelerated Approval to Proposed Rule Change as Amended 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22779.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22778.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22778 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22778.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22777.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change To Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22777.pdf https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22776.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Structured Equity Products 2007-11-23T00:00:00-08:00 2007-11-23T00:00:00-08:00 E7-22776 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22776.pdf https://regulations.justia.com/regulations/fedreg/2007/11/21/E7-22737.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order 2007-11-21T00:00:00-08:00 2007-11-21T00:00:00-08:00 E7-22737 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-21/pdf/E7-22737.pdf https://regulations.justia.com/regulations/fedreg/2007/11/21/E7-22736.html Notice - Kiewit Investment Fund LLLP; Notice of Application 2007-11-21T00:00:00-08:00 2007-11-21T00:00:00-08:00 E7-22736 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-21/pdf/E7-22736.pdf https://regulations.justia.com/regulations/fedreg/2007/11/20/E7-22627.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters 2007-11-20T00:00:00-08:00 2007-11-20T00:00:00-08:00 E7-22627 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-20/pdf/E7-22627.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22552.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Send P/A Orders Through Linkage Prior to the Opening of Trading 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22552 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22552.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22533.html Notice - Joint Industry Plan; Order Approving Joint Amendment No. 23 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage To Permit the Use of Linkage Prior to the Opening of Trading 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22533 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22533.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22511.html Notice - Submission for OMB Review; Comment Request 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22511 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22511.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22510.html Notice - Submissions for OMB Review; Comment Request 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22510 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22510.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22509.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 460 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22509 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22509.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22484.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Opening System 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22484 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22484.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22482.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22482 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22482.pdf https://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22481.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 2007-11-19T00:00:00-08:00 2007-11-19T00:00:00-08:00 E7-22481 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22481.pdf https://regulations.justia.com/regulations/fedreg/2007/11/16/E7-22425.html Notice - Notice of Application of the National Association of Realtors for Exemptive Relief Under Sections 15 and 36 of the Exchange Act and Request for Comment 2007-11-16T00:00:00-08:00 2007-11-16T00:00:00-08:00 E7-22425 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-16/pdf/E7-22425.pdf https://regulations.justia.com/regulations/fedreg/2007/11/16/E7-22412.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options Already Listed on Another National Securities Exchange 2007-11-16T00:00:00-08:00 2007-11-16T00:00:00-08:00 E7-22412 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-16/pdf/E7-22412.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22338.html Notice - Self-Regulatory Organizations; International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22338 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22338.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22337.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Increase the Class Quoting Limit in Fourteen Option Classes 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22337 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22337.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22336.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22336 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22336.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22297.html Notice - Tower 21st Century Fund LLC, et al.; Notice of Application 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22297 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22297.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22295.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Amend Listing Fees for Structured Products 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22295.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22294.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 3, Relating to Complex Orders 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22294 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22294.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22293.html Notice - lf-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Phlx Rule 607 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22293.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22204.html Notice - BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc.; Notice of Application 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22204 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22204.pdf https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22203.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee 2007-11-15T00:00:00-08:00 2007-11-15T00:00:00-08:00 E7-22203 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22203.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22180.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Previously Approved Rules Relating To a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22180.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22169.html Notice - Sunshine Act Meeting 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22169 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22169.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22166.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding the CBSX Floor Post 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22166 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22166.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22165.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC; Order Approving Proposed Rule Changes; and NYSEArca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22165.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22164.html Notice - Self-Regulatory Organization; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Rule Governing the Relation of a Nasdaq Market Maker's Quotations to the Prevailing Market 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22164.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22163.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 7001E To Increase Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22163 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22163.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22162.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22162 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22162.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22161.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 2 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22161 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22161.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22150.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22150 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22150.pdf https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22099.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent From a Customer To Trade Along on an Order-By-Order Basis Under Rule 92(b) 2007-11-13T00:00:00-08:00 2007-11-13T00:00:00-08:00 E7-22099 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22099.pdf https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22098.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Marketing Fee Program 2007-11-13T00:00:00-08:00 2007-11-13T00:00:00-08:00 E7-22098 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22098.pdf https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22066.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) 2007-11-13T00:00:00-08:00 2007-11-13T00:00:00-08:00 E7-22066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22066.pdf https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22064.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Definition of Office of Supervisory Jurisdiction in NASD Rule 3010(g)(1) To Exempt Locations That Solely Conduct Final Approval of Research Reports 2007-11-13T00:00:00-08:00 2007-11-13T00:00:00-08:00 E7-22064 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22064.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-22006.html Notice - Proposed Collection; Comment Request 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-22006 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-22006.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21983.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21983 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21983.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21982.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21982 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21982.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21981.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21981 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21981.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21980.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21980 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21980.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21927.html Rule - Staff Accounting Bulletin No. 109 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21927 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21927.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21911.html Proposed Rule - Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21911 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21911.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/07-5625.html Notice - In the Matter of Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., and Stuarts Department Stores, Inc.; Order of Suspension of Trading 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 07-5625 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/07-5625.pdf https://regulations.justia.com/regulations/fedreg/2007/11/08/E7-21910.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Inspections 2007-11-08T00:00:00-08:00 2007-11-08T00:00:00-08:00 E7-21910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-08/pdf/E7-21910.pdf https://regulations.justia.com/regulations/fedreg/2007/11/08/E7-21879.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Access Provider Subsidy Section of the Exchange's Fee Schedule 2007-11-08T00:00:00-08:00 2007-11-08T00:00:00-08:00 E7-21879 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-08/pdf/E7-21879.pdf https://regulations.justia.com/regulations/fedreg/2007/11/07/E7-21838.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend CBOE Rule 6.13A To Modify the Simple Auction Liaison Auction Process and Incorporate Specific Provisions for Hybrid 3.0 Classes 2007-11-07T00:00:00-08:00 2007-11-07T00:00:00-08:00 E7-21838 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-07/pdf/E7-21838.pdf https://regulations.justia.com/regulations/fedreg/2007/11/07/E7-21836.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Parent, International Securities Exchange Holdings, Inc., Will Become a Wholly-Owned Indirect Subsidiary of Eurex Frankfurt AG 2007-11-07T00:00:00-08:00 2007-11-07T00:00:00-08:00 E7-21836 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-07/pdf/E7-21836.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21773.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 80A (Index Arbitrage Trading Restrictions) 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21773 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21773.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21772.html Notice - Sunshine Act Meeting Federal Register Citation of Previous Announcement: November 5, 2007 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21772 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21772.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21763.html Notice - Proposed Collection; Comment Request 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21763 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21763.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21740.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Amending Nasdaq's Membership Application Rules 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21740 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21740.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21739.html Notice - MyShares Trust, et al.; Notice of Application 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21739 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21739.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21738.html Notice - Proposed Collection; Comment Request 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21738 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21738.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21737.html Notice - Proposed Collection; Comment Request 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21737 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21737.pdf https://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21694.html Notice - Rafferty Asset Management, et al.; Notice of Application 2007-11-06T00:00:00-08:00 2007-11-06T00:00:00-08:00 E7-21694 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21694.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21664.html Notice - Submission for OMB Review; Comment Request 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21664.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21663.html Notice - Proposed Collection; Comment Request 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21663 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21663.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21662.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to API Fees 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21662.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21638.html Notice - Sunshine Act Meeting 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21638 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21638.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21636.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure) 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21636 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21636.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21634.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options Already Listed on Another National Securities Exchange 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21634 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21634.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21633.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”) 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21633 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21633.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21632.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 E7-21632 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21632.pdf https://regulations.justia.com/regulations/fedreg/2007/11/05/07-5519.html Notice - In the Matter of: BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.); Order of Suspension of Trading 2007-11-05T00:00:00-08:00 2007-11-05T00:00:00-08:00 07-5519 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/07-5519.pdf https://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21619.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP 2007-11-02T00:00:00-07:00 2007-11-02T00:00:00-07:00 E7-21619 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21619.pdf https://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21578.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments 2007-11-02T00:00:00-07:00 2007-11-02T00:00:00-07:00 E7-21578 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21578.pdf https://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21577.html Notice - Submission for OMB Review; Comment Request 2007-11-02T00:00:00-07:00 2007-11-02T00:00:00-07:00 E7-21577 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21577.pdf https://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21567.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange 2007-11-02T00:00:00-07:00 2007-11-02T00:00:00-07:00 E7-21567 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21567.pdf https://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21533.html Notice - Proposed Collection; Comment Request 2007-11-02T00:00:00-07:00 2007-11-02T00:00:00-07:00 E7-21533 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21533.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21503.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21503 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21503.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21498.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Exempt From TRACE Reporting Transactions in TRACE-Eligible Securities Resulting From Certain Derivative-Related Transactions 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21498 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21498.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21497.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's Outbound Routing Broker 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21497 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21497.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21496.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21496 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21496.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21485.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21485 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21485.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21484.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions To Have Post-Trade Anonymity 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21484 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21484.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21455.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21455 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21455.pdf https://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21454.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities 2007-11-01T00:00:00-07:00 2007-11-01T00:00:00-07:00 E7-21454 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21454.pdf