Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-25T01:54:11-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23210.htmlNotice - Proposed Collection; Comment Request2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:00E7-23210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23210.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23209.htmlNotice - Submission for OMB Review; Comment Request2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:00E7-23209Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23209.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23208.htmlNotice - Submission for OMB Review; Comment Request2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:00E7-23208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23208.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23205.htmlNotice - John Hancock Life Insurance Company, et al.2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:00E7-23205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23205.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23204.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Requirements Relating o Indexes Underlying Equity Index-Linked Securities2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:00E7-23204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23204.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23203.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:00E7-23203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23203.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23202.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Exchange To List Certain Companies Based on Two Completed Fiscal Years and Financial Statements Covering the First Six Months of the Current Fiscal Year as Long as Prior to Listing Certain Summary Financial Data Confirms That the Company Continues To Satisfy the Applicable Standard Based on at Least Nine Completed Months of the Current Fiscal Year2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:00E7-23202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23202.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/30/07-5852.htmlProposed Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies2007-11-30T00:00:00-08:002007-11-30T00:00:00-08:0007-5852Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/07-5852.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23171.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Short Sale Price Test2007-11-29T00:00:00-08:002007-11-29T00:00:00-08:00E7-23171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23171.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23170.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits2007-11-29T00:00:00-08:002007-11-29T00:00:00-08:00E7-23170Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23170.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23169.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP2007-11-29T00:00:00-08:002007-11-29T00:00:00-08:00E7-23169Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23169.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23168.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs2007-11-29T00:00:00-08:002007-11-29T00:00:00-08:00E7-23168Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23168.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23123.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment Number 1 Thereto Relating to Market Data Distribution Network Fees2007-11-28T00:00:00-08:002007-11-28T00:00:00-08:00E7-23123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23123.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23122.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Sessions for Selected ETFs2007-11-28T00:00:00-08:002007-11-28T00:00:00-08:00E7-23122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23122.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23113.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-1462007-11-28T00:00:00-08:002007-11-28T00:00:00-08:00E7-23113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23113.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23112.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges2007-11-28T00:00:00-08:002007-11-28T00:00:00-08:00E7-23112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23112.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23111.htmlNotice - Request for Review by OMB2007-11-28T00:00:00-08:002007-11-28T00:00:00-08:00E7-23111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23111.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23021.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-23021Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23021.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23004.htmlNotice - Proposed Collection; Comment Request2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-23004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23004.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23003.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to $1 Strikes for VXD and VXN Options and $1 Strikes for RVX, VIX, VXD and VXN LEAPs2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-23003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23003.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23002.htmlNotice - Proposed Collection; Comment Request2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-23002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23002.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23001.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-23001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23001.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23000.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-23000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23000.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22985.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding Nullification and Modification of Transactions Executed on CBOE Stock Exchange2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-22985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22985.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22981.htmlNotice - Submission for OMB Review; Comment Request2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-22981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22981.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22980.htmlNotice - Submission for OMB Review; Comment Request2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-22980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22980.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22979.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Rule 6.87-Obvious Error2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-22979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22979.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22978.htmlNotice - Submission for OMB Review; Comment Request2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-22978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22978.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/27/E7-22974.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Harmonize the Annual Listing Fees for All Exchange Traded Funds2007-11-27T00:00:00-08:002007-11-27T00:00:00-08:00E7-22974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-22974.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22999.htmlNotice - Sunshine Act Meetings2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22999.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22946.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22946Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22946.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22944.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Allow Issuers Voluntarily Delisting Index-Linked Securities To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22944.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22927.htmlNotice - Proposed Collection, Comment Request2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22927.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22916.htmlNotice - Self-Regulatory Organizations: American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated and International Securities Exchange, LLC: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes; Boston Stock Exchange, Inc.; NYSE Arca, Inc.; and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22916.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22911.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists' Agency Responsibilities and Establish Amex Book Clerks2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22911.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22910.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Charged to Clearing Members and Non-Clearing Members for Theoretical Profit and Loss Values2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22910.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22909.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22909.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22898.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22898.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22894.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend its Rule 4.20 Regarding Anti-Money Laundering2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22894.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22891.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules To Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22891.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22890.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend its Operational Arrangements as it Applies to Structured Securities2007-11-26T00:00:00-08:002007-11-26T00:00:00-08:00E7-22890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22890.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22846.htmlNotice - MyShares Trust, et al.; Notice of Application2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22846Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22846.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22843.htmlNotice - Proposed Collection; Comment Request2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22843.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22842.htmlNotice - Joint Industry Plan; Order Approving Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22842.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22841.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the $1 Strike Pilot Program2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22841.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22840.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22840.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22789.htmlProposed Rule - Concept Release on Mechanisms To Access Disclosures Relating to Business Activities in or With Countries Designated as State Sponsors of Terrorism2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22789Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22789.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22782.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Rule 1500 (NYSE MatchPointSM2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22782.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22781.htmlNotice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options Already Listed on Another National Securities Exchange2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22781.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22780.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22780.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22779.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to FLEX Options Trading and Order Granting Accelerated Approval to Proposed Rule Change as Amended2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22779.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22778.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22778.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22777.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change To Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22777.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22776.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Structured Equity Products2007-11-23T00:00:00-08:002007-11-23T00:00:00-08:00E7-22776Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22776.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/21/E7-22737.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order2007-11-21T00:00:00-08:002007-11-21T00:00:00-08:00E7-22737Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-21/pdf/E7-22737.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/21/E7-22736.htmlNotice - Kiewit Investment Fund LLLP; Notice of Application2007-11-21T00:00:00-08:002007-11-21T00:00:00-08:00E7-22736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-21/pdf/E7-22736.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/20/E7-22627.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters2007-11-20T00:00:00-08:002007-11-20T00:00:00-08:00E7-22627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-20/pdf/E7-22627.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22552.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Send P/A Orders Through Linkage Prior to the Opening of Trading2007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22552.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22533.htmlNotice - Joint Industry Plan; Order Approving Joint Amendment No. 23 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage To Permit the Use of Linkage Prior to the Opening of Trading2007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22533.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22511.htmlNotice - Submission for OMB Review; Comment Request2007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22511.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22510.htmlNotice - Submissions for OMB Review; Comment Request2007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22510.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22509.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 Into NYSE Rule 4602007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22509.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22484.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Automated Opening System2007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22484Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22484.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22482.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund2007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22482.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/19/E7-22481.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-112007-11-19T00:00:00-08:002007-11-19T00:00:00-08:00E7-22481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-19/pdf/E7-22481.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/16/E7-22425.htmlNotice - Notice of Application of the National Association of Realtors for Exemptive Relief Under Sections 15 and 36 of the Exchange Act and Request for Comment2007-11-16T00:00:00-08:002007-11-16T00:00:00-08:00E7-22425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-16/pdf/E7-22425.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/16/E7-22412.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Options Already Listed on Another National Securities Exchange2007-11-16T00:00:00-08:002007-11-16T00:00:00-08:00E7-22412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-16/pdf/E7-22412.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22338.htmlNotice - Self-Regulatory Organizations; International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22338.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22337.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Increase the Class Quoting Limit in Fourteen Option Classes2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22337.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22336.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22336Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22336.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22297.htmlNotice - Tower 21st Century Fund LLC, et al.; Notice of Application2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22297Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22297.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22295.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Amend Listing Fees for Structured Products2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22295.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22294.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 3, Relating to Complex Orders2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22294Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22294.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22293.htmlNotice - lf-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Phlx Rule 6072007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22293.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22204.htmlNotice - BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc.; Notice of Application2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22204.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22203.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee2007-11-15T00:00:00-08:002007-11-15T00:00:00-08:00E7-22203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22203.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22180.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Previously Approved Rules Relating To a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22180.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22169.htmlNotice - Sunshine Act Meeting2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22169Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22169.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22166.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding the CBSX Floor Post2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22166.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22165.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC; Order Approving Proposed Rule Changes; and NYSEArca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22165.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22164.htmlNotice - Self-Regulatory Organization; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Rule Governing the Relation of a Nasdaq Market Maker's Quotations to the Prevailing Market2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22164.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22163.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 7001E To Increase Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22163.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22162.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22162.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22161.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 22007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22161.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22150.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges2007-11-14T00:00:00-08:002007-11-14T00:00:00-08:00E7-22150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22150.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22099.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent From a Customer To Trade Along on an Order-By-Order Basis Under Rule 92(b)2007-11-13T00:00:00-08:002007-11-13T00:00:00-08:00E7-22099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22099.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22098.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Marketing Fee Program2007-11-13T00:00:00-08:002007-11-13T00:00:00-08:00E7-22098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22098.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22066.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists)2007-11-13T00:00:00-08:002007-11-13T00:00:00-08:00E7-22066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22066.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22064.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Definition of Office of Supervisory Jurisdiction in NASD Rule 3010(g)(1) To Exempt Locations That Solely Conduct Final Approval of Research Reports2007-11-13T00:00:00-08:002007-11-13T00:00:00-08:00E7-22064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22064.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/E7-22006.htmlNotice - Proposed Collection; Comment Request2007-11-09T00:00:00-08:002007-11-09T00:00:00-08:00E7-22006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-22006.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21983.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees2007-11-09T00:00:00-08:002007-11-09T00:00:00-08:00E7-21983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21983.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21982.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center2007-11-09T00:00:00-08:002007-11-09T00:00:00-08:00E7-21982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21982.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21981.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts2007-11-09T00:00:00-08:002007-11-09T00:00:00-08:00E7-21981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21981.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21980.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc.2007-11-09T00:00:00-08:002007-11-09T00:00:00-08:00E7-21980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21980.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21927.htmlRule - Staff Accounting Bulletin No. 1092007-11-09T00:00:00-08:002007-11-09T00:00:00-08:00E7-21927Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21927.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21911.htmlProposed Rule - Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E2007-11-09T00:00:00-08:002007-11-09T00:00:00-08:00E7-21911Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21911.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/09/07-5625.htmlNotice - In the Matter of Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., and Stuarts Department Stores, Inc.; Order of Suspension of Trading2007-11-09T00:00:00-08:002007-11-09T00:00:00-08:0007-5625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/07-5625.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/08/E7-21910.htmlNotice - Public Company Accounting Oversight Board; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Inspections2007-11-08T00:00:00-08:002007-11-08T00:00:00-08:00E7-21910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-08/pdf/E7-21910.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/08/E7-21879.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Access Provider Subsidy Section of the Exchange's Fee Schedule2007-11-08T00:00:00-08:002007-11-08T00:00:00-08:00E7-21879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-08/pdf/E7-21879.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/07/E7-21838.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend CBOE Rule 6.13A To Modify the Simple Auction Liaison Auction Process and Incorporate Specific Provisions for Hybrid 3.0 Classes2007-11-07T00:00:00-08:002007-11-07T00:00:00-08:00E7-21838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-07/pdf/E7-21838.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/07/E7-21836.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Parent, International Securities Exchange Holdings, Inc., Will Become a Wholly-Owned Indirect Subsidiary of Eurex Frankfurt AG2007-11-07T00:00:00-08:002007-11-07T00:00:00-08:00E7-21836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-07/pdf/E7-21836.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21773.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 80A (Index Arbitrage Trading Restrictions)2007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21773.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21772.htmlNotice - Sunshine Act Meeting Federal Register Citation of Previous Announcement: November 5, 20072007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21772.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21763.htmlNotice - Proposed Collection; Comment Request2007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21763.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21740.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Amending Nasdaq's Membership Application Rules2007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21740.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21739.htmlNotice - MyShares Trust, et al.; Notice of Application2007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21739.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21738.htmlNotice - Proposed Collection; Comment Request2007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21738Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21738.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21737.htmlNotice - Proposed Collection; Comment Request2007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21737Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21737.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/06/E7-21694.htmlNotice - Rafferty Asset Management, et al.; Notice of Application2007-11-06T00:00:00-08:002007-11-06T00:00:00-08:00E7-21694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-06/pdf/E7-21694.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21664.htmlNotice - Submission for OMB Review; Comment Request2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21664.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21663.htmlNotice - Proposed Collection; Comment Request2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21663.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21662.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to API Fees2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21662.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21638.htmlNotice - Sunshine Act Meeting2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21638.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21636.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 18 (Compensation in Relation to Exchange System Failure)2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21636Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21636.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21634.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options Already Listed on Another National Securities Exchange2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21634.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21633.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Relating to NYSE Rule 104.10 (“Dealings by Specialists”)2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21633Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21633.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/E7-21632.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:00E7-21632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/E7-21632.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/05/07-5519.htmlNotice - In the Matter of: BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.); Order of Suspension of Trading2007-11-05T00:00:00-08:002007-11-05T00:00:00-08:0007-5519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-05/pdf/07-5519.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21619.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP2007-11-02T00:00:00-07:002007-11-02T00:00:00-07:00E7-21619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21619.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21578.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments2007-11-02T00:00:00-07:002007-11-02T00:00:00-07:00E7-21578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21578.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21577.htmlNotice - Submission for OMB Review; Comment Request2007-11-02T00:00:00-07:002007-11-02T00:00:00-07:00E7-21577Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21577.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21567.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange2007-11-02T00:00:00-07:002007-11-02T00:00:00-07:00E7-21567Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21567.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/02/E7-21533.htmlNotice - Proposed Collection; Comment Request2007-11-02T00:00:00-07:002007-11-02T00:00:00-07:00E7-21533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-02/pdf/E7-21533.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21503.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust2007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21503.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21498.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Exempt From TRACE Reporting Transactions in TRACE-Eligible Securities Resulting From Certain Derivative-Related Transactions2007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21498.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21497.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's Outbound Routing Broker2007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21497.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21496.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank2007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21496.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21485.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21485.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21484.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions To Have Post-Trade Anonymity2007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21484Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21484.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21455.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m.2007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21455.pdfhttps://regulations.justia.com/regulations/fedreg/2007/11/01/E7-21454.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities2007-11-01T00:00:00-07:002007-11-01T00:00:00-07:00E7-21454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-11-01/pdf/E7-21454.pdf