Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/26?limit=200&registers=between&mode=atom 2020-10-20T10:54:20-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22999.html Notice - Sunshine Act Meetings 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22999 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22999.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22946.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend the Quoting Requirements Applicable to the Hybrid Opening System 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22946 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22946.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22944.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Allow Issuers Voluntarily Delisting Index-Linked Securities To Submit to the Exchange a Letter From an Authorized Officer of the Issuer Rather Than a Board Resolution 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22944.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22927.html Notice - Proposed Collection, Comment Request 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22927 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22927.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22916.html Notice - Self-Regulatory Organizations: American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated and International Securities Exchange, LLC: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes; Boston Stock Exchange, Inc.; NYSE Arca, Inc.; and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22916 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22916.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22911.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists' Agency Responsibilities and Establish Amex Book Clerks 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22911.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22910.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Charged to Clearing Members and Non-Clearing Members for Theoretical Profit and Loss Values 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22910.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22909.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22909.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22898.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22898 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22898.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22894.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend its Rule 4.20 Regarding Anti-Money Laundering 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22894 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22894.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22891.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules To Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22891 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22891.pdf https://regulations.justia.com/regulations/fedreg/2007/11/26/E7-22890.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend its Operational Arrangements as it Applies to Structured Securities 2007-11-26T00:00:00-08:00 2007-11-26T00:00:00-08:00 E7-22890 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-26/pdf/E7-22890.pdf