<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/23?registers=between Sat, 23 Nov 2024 13:02:34 -0800 Sat, 23 Nov 2024 13:02:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/23?registers=between Notice - MyShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22846.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22846.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22846 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22846.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22843.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22843.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22843 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22843.pdf Notice - Joint Industry Plan; Order Approving Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22842.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22842.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22842 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22842.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the $1 Strike Pilot Program https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22841.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22841.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22841 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22841.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22840.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22840.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22840 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22840.pdf Proposed Rule - Concept Release on Mechanisms To Access Disclosures Relating to Business Activities in or With Countries Designated as State Sponsors of Terrorism https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22789.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22789.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22789 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22789.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Rule 1500 (NYSE MatchPointSM https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22782.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22782.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22782 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22782.pdf Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options Already Listed on Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22781.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22781.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22781.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-27, on Supervision https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22780.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22780.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22780 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22780.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to FLEX Options Trading and Order Granting Accelerated Approval to Proposed Rule Change as Amended https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22779.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22779.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22779.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22778.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22778.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22778 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22778.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change To Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22777.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22777.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22777.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Structured Equity Products https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22776.html https://regulations.justia.com/regulations/fedreg/2007/11/23/E7-22776.html Fri, 23 Nov 2007 00:00:00 -0800 E7-22776 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-23/pdf/E7-22776.pdf