<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/15?registers=between Wed, 27 Nov 2024 05:06:20 -0800 Wed, 27 Nov 2024 05:06:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/15?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22338.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22338.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22338 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22338.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Increase the Class Quoting Limit in Fourteen Option Classes https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22337.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22337.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22337 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22337.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22336.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22336.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22336 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22336.pdf Notice - Tower 21st Century Fund LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22297.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22297.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22297 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22297.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Amend Listing Fees for Structured Products https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22295.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22295.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22295.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 3, Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22294.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22294.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22294 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22294.pdf Notice - lf-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Phlx Rule 607 https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22293.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22293.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22293 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22293.pdf Notice - BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22204.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22204.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22204 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22204.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22203.html https://regulations.justia.com/regulations/fedreg/2007/11/15/E7-22203.html Thu, 15 Nov 2007 00:00:00 -0800 E7-22203 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-15/pdf/E7-22203.pdf