Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/14?limit=200&registers=between&mode=atom 2024-04-25T19:27:25-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22180.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Previously Approved Rules Relating To a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22180.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22169.html Notice - Sunshine Act Meeting 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22169 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22169.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22166.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding the CBSX Floor Post 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22166 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22166.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22165.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC; Order Approving Proposed Rule Changes; and NYSEArca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22165.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22164.html Notice - Self-Regulatory Organization; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Amend Its Rule Governing the Relation of a Nasdaq Market Maker's Quotations to the Prevailing Market 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22164.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22163.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 7001E To Increase Percentage of Market Data Revenue Shared With NASD/NYSE TRF Participants 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22163 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22163.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22162.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc. (“FINRA”); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rule 7001C To Increase Percentage of Market Data Revenue Shared With NASD/NSX TRF Participants 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22162 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22162.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22161.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 2 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22161 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22161.pdf https://regulations.justia.com/regulations/fedreg/2007/11/14/E7-22150.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges 2007-11-14T00:00:00-08:00 2007-11-14T00:00:00-08:00 E7-22150 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-14/pdf/E7-22150.pdf