<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/13?registers=between Sun, 28 Apr 2024 07:47:08 -0700 Sun, 28 Apr 2024 07:47:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/13?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That a Member Organization May Still Use the Express Consent Procedure for Obtaining Consent From a Customer To Trade Along on an Order-By-Order Basis Under Rule 92(b) https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22099.html https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22099.html Tue, 13 Nov 2007 00:00:00 -0800 E7-22099 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22099.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22098.html https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22098.html Tue, 13 Nov 2007 00:00:00 -0800 E7-22098 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22098.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22066.html https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22066.html Tue, 13 Nov 2007 00:00:00 -0800 E7-22066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22066.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Definition of Office of Supervisory Jurisdiction in NASD Rule 3010(g)(1) To Exempt Locations That Solely Conduct Final Approval of Research Reports https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22064.html https://regulations.justia.com/regulations/fedreg/2007/11/13/E7-22064.html Tue, 13 Nov 2007 00:00:00 -0800 E7-22064 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-13/pdf/E7-22064.pdf