Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/09?limit=200&registers=between&mode=atom 2024-11-23T12:12:52-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-22006.html Notice - Proposed Collection; Comment Request 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-22006 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-22006.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21983.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21983 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21983.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21982.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21982 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21982.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21981.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21981 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21981.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21980.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21980 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21980.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21927.html Rule - Staff Accounting Bulletin No. 109 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21927 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21927.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21911.html Proposed Rule - Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 E7-21911 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21911.pdf https://regulations.justia.com/regulations/fedreg/2007/11/09/07-5625.html Notice - In the Matter of Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., and Stuarts Department Stores, Inc.; Order of Suspension of Trading 2007-11-09T00:00:00-08:00 2007-11-09T00:00:00-08:00 07-5625 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/07-5625.pdf