<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/09?registers=between Fri, 26 Apr 2024 23:28:41 -0700 Fri, 26 Apr 2024 23:28:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/11/09?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-22006.html https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-22006.html Fri, 09 Nov 2007 00:00:00 -0800 E7-22006 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-22006.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21983.html https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21983.html Fri, 09 Nov 2007 00:00:00 -0800 E7-21983 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21983.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21982.html https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21982.html Fri, 09 Nov 2007 00:00:00 -0800 E7-21982 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21982.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21981.html https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21981.html Fri, 09 Nov 2007 00:00:00 -0800 E7-21981 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21981.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21980.html https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21980.html Fri, 09 Nov 2007 00:00:00 -0800 E7-21980 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21980.pdf Rule - Staff Accounting Bulletin No. 109 https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21927.html https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21927.html Fri, 09 Nov 2007 00:00:00 -0800 E7-21927 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21927.pdf Proposed Rule - Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21911.html https://regulations.justia.com/regulations/fedreg/2007/11/09/E7-21911.html Fri, 09 Nov 2007 00:00:00 -0800 E7-21911 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/E7-21911.pdf Notice - In the Matter of Ames Department Stores, Inc., Bradlees, Inc., Caldor Corp., and Stuarts Department Stores, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/11/09/07-5625.html https://regulations.justia.com/regulations/fedreg/2007/11/09/07-5625.html Fri, 09 Nov 2007 00:00:00 -0800 07-5625 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-09/pdf/07-5625.pdf