Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/26?limit=200&registers=between&mode=atom 2022-06-26T12:34:23-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21218.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Amend Listing Fees for Structured Products 2007-10-26T00:00:00-07:00 2007-10-26T00:00:00-07:00 E7-21218 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21218.pdf https://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21180.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Establish a New Service Called Nasdaq Regulation Reconnaissance Service (“Reg Recon”) To Assist Nasdaq Members in Their Efforts To Comply With Applicable Regulatory Requirements 2007-10-26T00:00:00-07:00 2007-10-26T00:00:00-07:00 E7-21180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21180.pdf https://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21179.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Options on Leveraged ETF Shares 2007-10-26T00:00:00-07:00 2007-10-26T00:00:00-07:00 E7-21179 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21179.pdf https://regulations.justia.com/regulations/fedreg/2007/10/26/E7-21166.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3210 in Light of Amendments to the SEC Regulation SHO Delivery Requirements 2007-10-26T00:00:00-07:00 2007-10-26T00:00:00-07:00 E7-21166 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-26/pdf/E7-21166.pdf