Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/25?limit=200&registers=between&mode=atom 2024-04-19T05:43:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/25/E7-21028.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend the Minimum Quote Size Requirements for Hybrid Opening System Rotations 2007-10-25T00:00:00-07:00 2007-10-25T00:00:00-07:00 E7-21028 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-25/pdf/E7-21028.pdf https://regulations.justia.com/regulations/fedreg/2007/10/25/E7-20988.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to NASD Rule 11870 (Customer Account Transfer Contracts) and NYSE Rule 412 (Customer Account Transfer Contracts) To Make the Time Frames in the Rules for Validating or Taking Exception to an Instruction To Transfer a Customer's Securities Account Consistent With the Time Frames in the Automated Customer Account Transfer Service 2007-10-25T00:00:00-07:00 2007-10-25T00:00:00-07:00 E7-20988 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-25/pdf/E7-20988.pdf https://regulations.justia.com/regulations/fedreg/2007/10/25/E7-20987.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing 2007-10-25T00:00:00-07:00 2007-10-25T00:00:00-07:00 E7-20987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-25/pdf/E7-20987.pdf