<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/19?registers=between Sat, 27 Apr 2024 15:02:51 -0700 Sat, 27 Apr 2024 15:02:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/19?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Broaden the Application of Existing Transaction Fees for VIX Options to Options on All Volatility Indexes Calculated by CBOE https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20619.html https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20619.html Fri, 19 Oct 2007 00:00:00 -0700 E7-20619 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-19/pdf/E7-20619.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities With Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20601.html https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20601.html Fri, 19 Oct 2007 00:00:00 -0700 E7-20601 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-19/pdf/E7-20601.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and To Specify That Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20587.html https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20587.html Fri, 19 Oct 2007 00:00:00 -0700 E7-20587 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-19/pdf/E7-20587.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the Exchange's Institutional Broker Rules To Add Provisions Relating to the Handling of Stop and Stop-Limit Orders https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20586.html https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20586.html Fri, 19 Oct 2007 00:00:00 -0700 E7-20586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-19/pdf/E7-20586.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1, 2, 3 and 4 Relating to Fairness Opinions https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20585.html https://regulations.justia.com/regulations/fedreg/2007/10/19/E7-20585.html Fri, 19 Oct 2007 00:00:00 -0700 E7-20585 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-19/pdf/E7-20585.pdf