Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/17?limit=200&registers=between&mode=atom 2024-11-27T05:34:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20460.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20460 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20460.pdf https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20459.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program in Connection With the Expansion of the Penny Pilot Program 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20459 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20459.pdf https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20458.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20458 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20458.pdf https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20457.html Notice - Submission for OMB Review; Comment Request 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20457 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20457.pdf https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20445.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20445 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20445.pdf https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20444.html Notice - Raymond James Employee Investment Fund I, L.P., et al.; Notice of Application 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20444 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20444.pdf https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20406.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Closing of the NASD/BSE Trade Reporting Facility 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20406.pdf https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20385.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System 2007-10-17T00:00:00-07:00 2007-10-17T00:00:00-07:00 E7-20385 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20385.pdf