<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/17?registers=between Fri, 03 May 2024 20:00:22 -0700 Fri, 03 May 2024 20:00:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/17?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20460.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20460.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20460 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20460.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program in Connection With the Expansion of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20459.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20459.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20459 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20459.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20458.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20458.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20458 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20458.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20457.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20457.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20457 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20457.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20445.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20445.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20445 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20445.pdf Notice - Raymond James Employee Investment Fund I, L.P., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20444.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20444.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20444 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20444.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Closing of the NASD/BSE Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20406.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20406.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20406 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20406.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20385.html https://regulations.justia.com/regulations/fedreg/2007/10/17/E7-20385.html Wed, 17 Oct 2007 00:00:00 -0700 E7-20385 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-17/pdf/E7-20385.pdf