<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/16?registers=between Wed, 27 Nov 2024 05:55:25 -0800 Wed, 27 Nov 2024 05:55:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/16?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options Listing Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20461.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20461.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20461 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20461.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20363.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20363.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20363 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20363.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20362.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20362.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20362 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20362.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20361.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20361.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20361 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20361.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20360.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20360.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20360 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20360.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 107 of the Amex Company Guide To Provide an Exception to the Initial Minimum Public Distribution Listing Requirement https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20359.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20359.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20359 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20359.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Structured Equity Products https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20358.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20358.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20358 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20358.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20330.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20330.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20330 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20330.pdf Notice - Self-Regulatory Organizations; The Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20329.html https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20329.html Tue, 16 Oct 2007 00:00:00 -0700 E7-20329 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20329.pdf