Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/16?limit=200&registers=between&mode=atom 2024-11-27T05:47:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20461.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options Listing Criteria for Underlying Securities 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20461 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20461.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20363.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20363 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20363.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20362.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20362 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20362.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20361.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20361 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20361.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20360.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20360 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20360.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20359.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 107 of the Amex Company Guide To Provide an Exception to the Initial Minimum Public Distribution Listing Requirement 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20359 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20359.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20358.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to Structured Equity Products 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20358 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20358.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20330.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20330 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20330.pdf https://regulations.justia.com/regulations/fedreg/2007/10/16/E7-20329.html Notice - Self-Regulatory Organizations; The Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees 2007-10-16T00:00:00-07:00 2007-10-16T00:00:00-07:00 E7-20329 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-16/pdf/E7-20329.pdf