<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/12?registers=between Wed, 27 Nov 2024 05:44:41 -0800 Wed, 27 Nov 2024 05:44:41 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/12?registers=between Notice - Advisory Committee on Improvements to Financial Reporting https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20131.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20131.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20131 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20131.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Trading Hours of Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20122.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20122.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20122 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20122.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating To Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20121.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20121.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20121 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20121.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Annual Membership Fee for Nasdaq Members https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20120.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20120.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20120 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20120.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20119.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20119.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20119 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20119.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit the Use of FINRA's Name and Any Other Name Owned by FINRA and To Require Members and Persons Associated With a Member that Refer to their FINRA Membership on a Web site to Provide a Hyperlink to www.finra.org https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20118.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20118.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20118 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20118.pdf Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 23 to the Intermarket Option Linkage Plan To Permit the Use of Linkage Prior to the Opening of Trading https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20117.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20117.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20117 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20117.pdf Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20116.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20116.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20116 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20116.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change Relating to the Establishment of the NASDAQ Options Market LLC https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20081.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20081.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20081 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20081.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Membership Rules As Applied To Statutory Disqualification Hearings https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20080.html https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20080.html Fri, 12 Oct 2007 00:00:00 -0700 E7-20080 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20080.pdf