Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/12?limit=200&registers=between&mode=atom 2020-12-03T18:05:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20131.html Notice - Advisory Committee on Improvements to Financial Reporting 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20131 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20131.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20122.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Trading Hours of Certain Exchange-Traded Funds 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20122 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20122.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20121.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating To Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20121 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20121.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20120.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Annual Membership Fee for Nasdaq Members 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20120 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20120.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20119.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20119 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20119.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20118.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit the Use of FINRA's Name and Any Other Name Owned by FINRA and To Require Members and Persons Associated With a Member that Refer to their FINRA Membership on a Web site to Provide a Hyperlink to www.finra.org 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20118 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20118.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20117.html Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 23 to the Intermarket Option Linkage Plan To Permit the Use of Linkage Prior to the Opening of Trading 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20117 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20117.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20116.html Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 24 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Regarding Elimination of the Class Gate 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20116 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20116.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20081.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change Relating to the Establishment of the NASDAQ Options Market LLC 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20081 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20081.pdf https://regulations.justia.com/regulations/fedreg/2007/10/12/E7-20080.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Membership Rules As Applied To Statutory Disqualification Hearings 2007-10-12T00:00:00-07:00 2007-10-12T00:00:00-07:00 E7-20080 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-12/pdf/E7-20080.pdf