<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/10?registers=between Sat, 27 Apr 2024 10:25:05 -0700 Sat, 27 Apr 2024 10:25:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/10?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19923.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19923.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19923 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19923.pdf Notice - IronBridge Capital Management LP; The Hirtle Callaghan Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19913.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19913.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19913.pdf Notice - Franklin Portfolio Associates, LLC; The Hirtle Callaghan Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19912.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19912.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19912 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19912.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Fee Charged to Member Organizations for the Approval of Pre-Qualified Substitutes https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19911.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19911.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19911 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19911.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Hybrid Electronic Quoting Fee https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19910.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19910.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19910.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19909.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19909.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19909.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) and Rule 104 (Dealings by Specialists) https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19908.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19908.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19908 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19908.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19907.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19907.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19907 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19907.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19906.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19906.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19906 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19906.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend the Hybrid Opening System Opening Rotations Rules https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19905.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19905.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19905 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19905.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19870.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19870.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19870 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19870.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19856.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19856.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19856 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19856.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19855.html https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19855.html Wed, 10 Oct 2007 00:00:00 -0700 E7-19855 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19855.pdf