Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/10?limit=200®isters=between&mode=atom2024-05-10T18:03:11-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19923.htmlNotice - Sunshine Act Meeting2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19923Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19923.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19913.htmlNotice - IronBridge Capital Management LP; The Hirtle Callaghan Trust; Notice of Application2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19913.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19912.htmlNotice - Franklin Portfolio Associates, LLC; The Hirtle Callaghan Trust; Notice of Application2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19912.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19911.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Fee Charged to Member Organizations for the Approval of Pre-Qualified Substitutes2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19911.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19910.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Hybrid Electronic Quoting Fee2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19910.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19909.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19909.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19908.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) and Rule 104 (Dealings by Specialists)2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19908.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19907.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19907.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19906.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19906Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19906.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19905.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend the Hybrid Opening System Opening Rotations Rules2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19905.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19870.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19870.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19856.htmlNotice - Proposed Collection; Comment Request2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19856.pdfhttps://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19855.htmlNotice - Proposed Collection; Comment Request2007-10-10T00:00:00-07:002007-10-10T00:00:00-07:00E7-19855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19855.pdf