Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/10?limit=200&registers=between&mode=atom 2020-12-02T15:15:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19923.html Notice - Sunshine Act Meeting 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19923 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19923.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19913.html Notice - IronBridge Capital Management LP; The Hirtle Callaghan Trust; Notice of Application 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19913.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19912.html Notice - Franklin Portfolio Associates, LLC; The Hirtle Callaghan Trust; Notice of Application 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19912 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19912.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19911.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Fee Charged to Member Organizations for the Approval of Pre-Qualified Substitutes 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19911 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19911.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19910.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Hybrid Electronic Quoting Fee 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19910 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19910.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19909.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19909.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19908.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 70 (Bids and Offers) and Rule 104 (Dealings by Specialists) 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19908 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19908.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19907.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19907 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19907.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19906.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, Relating to Registration Filing Requirements and Reporting Requirements 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19906 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19906.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19905.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend the Hybrid Opening System Opening Rotations Rules 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19905 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19905.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19870.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19870 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19870.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19856.html Notice - Proposed Collection; Comment Request 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19856 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19856.pdf https://regulations.justia.com/regulations/fedreg/2007/10/10/E7-19855.html Notice - Proposed Collection; Comment Request 2007-10-10T00:00:00-07:00 2007-10-10T00:00:00-07:00 E7-19855 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-10/pdf/E7-19855.pdf