Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/09?limit=200&registers=between&mode=atom 2020-12-04T16:25:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19765.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19765 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19765.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19764.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Initial Listing Standards for Index-Linked Securities 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19764 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19764.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19753.html Notice - JNF Advisors, Inc. and Northern Lights Variable Trust; Notice of Application 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19753.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19752.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19752 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19752.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19751.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Institute a Revised System of Payments to Specialist Firms 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19751 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19751.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19750.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's Transaction Fees and Certain Trading Floor Fees 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19750 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19750.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19749.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Temporary Waiver of the Specialist Marketing and Investor Education Fee for Specialists in Certain Listed Investment Company Units 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19749 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19749.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/E7-19748.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rules 104(b) and 123D 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 E7-19748 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/E7-19748.pdf https://regulations.justia.com/regulations/fedreg/2007/10/09/07-4971.html Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Alliance Transcription Services, Inc., Prime Petroleum Group, Inc., T.W. Christian, Inc.; Order of Suspension of Trading 2007-10-09T00:00:00-07:00 2007-10-09T00:00:00-07:00 07-4971 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-09/pdf/07-4971.pdf