Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/05?limit=200&registers=between&mode=atom 2025-03-22T02:35:56-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/05/E7-19697.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Its Rule Governing the Relation of a Nasdaq Market Maker's Quotations to the Prevailing Market 2007-10-05T00:00:00-07:00 2007-10-05T00:00:00-07:00 E7-19697 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-05/pdf/E7-19697.pdf https://regulations.justia.com/regulations/fedreg/2007/10/05/E7-19673.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amending the Definition of Office of Supervisory Jurisdiction in NASD Rule 3010(g)(1) To Exempt Locations That Solely Conduct Final Approval of Research Reports 2007-10-05T00:00:00-07:00 2007-10-05T00:00:00-07:00 E7-19673 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-05/pdf/E7-19673.pdf https://regulations.justia.com/regulations/fedreg/2007/10/05/E7-19672.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Limited Liability Company Agreement of The NASDAQ Stock Market, LLC 2007-10-05T00:00:00-07:00 2007-10-05T00:00:00-07:00 E7-19672 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-05/pdf/E7-19672.pdf https://regulations.justia.com/regulations/fedreg/2007/10/05/E7-19671.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM 2007-10-05T00:00:00-07:00 2007-10-05T00:00:00-07:00 E7-19671 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-05/pdf/E7-19671.pdf https://regulations.justia.com/regulations/fedreg/2007/10/05/E7-19670.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the iShares FTSE/Xinhua China 25 Index Fund Pursuant to Unlisted Trading Privileges 2007-10-05T00:00:00-07:00 2007-10-05T00:00:00-07:00 E7-19670 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-05/pdf/E7-19670.pdf