<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/04?registers=between Wed, 01 May 2024 09:09:57 -0700 Wed, 01 May 2024 09:09:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/04?registers=between Notice - Vanguard STAR Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19639.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19639.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19639 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19639.pdf Notice - Fidelity Rutland Square Trust, et al. https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19631.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19631.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19631 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19631.pdf Notice - Van Eck Associates Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19630.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19630.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19630 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19630.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19593.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19593.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19593.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19579.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19579.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19579 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19579.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws to Confirm That an Exchange Director Cannot Participate in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange, if the Director is a Director, Officer, or Employee of the Issuer https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19559.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19559.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19559 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19559.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc; Chicago Board Options Exchange, Incorporated and International Securities Exchange, LLC: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; NYSE Arca, Inc.: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19558.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19558.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19558 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19558.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19549.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19549.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19549 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19549.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19548.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19548.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19548 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19548.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19547.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19547.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19547 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19547.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19546.html https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19546.html Thu, 04 Oct 2007 00:00:00 -0700 E7-19546 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-04/pdf/E7-19546.pdf