<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/02?registers=between Sun, 28 Apr 2024 09:14:40 -0700 Sun, 28 Apr 2024 09:14:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/02?registers=between Notice - Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549-0213 https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19408.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19408.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19408 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19408.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to XLE Fees https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19404.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19404.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19404 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19404.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a System Change to the Phlx's Electronic Options Trading Platform, Phlx XL https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19398.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19398.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19398 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19398.pdf Notice - Claymore Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19385.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19385.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19385 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19385.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19384.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19384.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19384 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19384.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change Relating to Requirements for the Listing and Trading of Commodity-Linked Securities and Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19362.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19362.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19362 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19362.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19361.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19361.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19361 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19361.pdf Notice - Public Alert: Unregistered Soliciting Entities (“Pause”) Program https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19343.html https://regulations.justia.com/regulations/fedreg/2007/10/02/E7-19343.html Tue, 02 Oct 2007 00:00:00 -0700 E7-19343 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-02/pdf/E7-19343.pdf