Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/10/01?limit=200&registers=between&mode=atom 2020-02-21T18:06:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19291.html Notice - Order Cancelling the Registration of a Transfer Agent 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19291 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19291.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19282.html Notice - Citi Investor Services, Inc. f/n/a The BISYS Group, Inc., et al.; Notice of Application and Temporary Order 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19282 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19282.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19281.html Notice - MMA Praxis Mutual Funds, et al.; Notice of Application 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19281 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19281.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19275.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Inspections 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19275 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19275.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19274.html Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19274 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19274.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19273.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19273 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19273.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19272.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined Are Obsolete, Outdated, or Unnecessary 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19272.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19271.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Order Approving Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2) 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19271 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19271.pdf https://regulations.justia.com/regulations/fedreg/2007/10/01/E7-19270.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes in the Name and Investment Objective to the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, and the PowerShares DB Silver Fund 2007-10-01T00:00:00-07:00 2007-10-01T00:00:00-07:00 E7-19270 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-10-01/pdf/E7-19270.pdf