<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/09/26?registers=between Sat, 23 Nov 2024 11:48:21 -0800 Sat, 23 Nov 2024 11:48:21 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/09/26?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Binary Options https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18963.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18963.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18963.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend NASD Rule 2711 and NYSE Rule 472 Regarding a Member's Disclosure and Supervisory Review Obligations When Distributing Third-Party Research https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18958.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18958.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18958.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Amendments to Rule G-27 on Supervision https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18957.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18957.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18957.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto, To Retroactively Modify Pricing for Nasdaq Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18956.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18956.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18956 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18956.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18955.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18955.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18955 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18955.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend an Exemption to NASD Rule 1050 and NYSE Rule Interpretation 344/02 for Certain Research Analysts Employed by a Member's Foreign Affiliate Who Contribute to the Preparation of a Member's Research Report https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18954.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18954.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18954 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18954.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18920.html https://regulations.justia.com/regulations/fedreg/2007/09/26/E7-18920.html Wed, 26 Sep 2007 00:00:00 -0700 E7-18920 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/E7-18920.pdf Notice - In the Matter of Evolution Global Capital Partners, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4760.html https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4760.html Wed, 26 Sep 2007 00:00:00 -0700 07-4760 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/07-4760.pdf Notice - In the Matter of Biomaxx Systems, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4759.html https://regulations.justia.com/regulations/fedreg/2007/09/26/07-4759.html Wed, 26 Sep 2007 00:00:00 -0700 07-4759 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-26/pdf/07-4759.pdf