Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/09/19?limit=200&registers=between&mode=atom 2024-07-14T01:13:17-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18451.html Notice - Request for Public Comment 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18451 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18451.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18416.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to U.S. Dollar-Settled Foreign Currency Option Charges 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18416 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18416.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18415.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Amendment Nos. 3 and 4 and Order Granting Accelerated Approval of the Proposed Rule, as Amended, Related to Sales Practice Standards and Supervisory Requirements for Transactions in Variable Annuities 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18415 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18415.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18405.html Proposed Rule - Concept Release on Allowing U.S. Issuers to Prepare Financial Statements in Accordance With International Financial Reporting Standards 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18405 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18405.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18392.html Notice - Proposed Collection; Comment Request 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18392 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18392.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18391.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule 103B (“Specialist Stock Allocation”) 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18391 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18391.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18390.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the VTE Terminal 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18390 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18390.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18389.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Specific Performance Commitments for Primary Market Makers 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18389.pdf https://regulations.justia.com/regulations/fedreg/2007/09/19/E7-18388.html Notice - Hercules Technology Growth Capital, Inc.; Notice of Application 2007-09-19T00:00:00-07:00 2007-09-19T00:00:00-07:00 E7-18388 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-19/pdf/E7-18388.pdf