<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/09/12?registers=between Wed, 01 May 2024 21:26:29 -0700 Wed, 01 May 2024 21:26:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/09/12?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Definition of Common Stock https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17961.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17961.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17961 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17961.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of the NMS Linkage Fee https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17960.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17960.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17960.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Fees for U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17959.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17959.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17959.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 104 (Dealings by Specialists) https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17947.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17947.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17947 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17947.pdf Notice - Request for Public Comment https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17941.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17941.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17941 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17941.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17940.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17940.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17940 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17940.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17939.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17939.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17939.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Transaction Fees for Credit Default Basket Options https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17938.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17938.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17938 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17938.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17937.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17937.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17937 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17937.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-ISE Market Maker Fees https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17936.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17936.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17936 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17936.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Quote Size Mitigation https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17935.html https://regulations.justia.com/regulations/fedreg/2007/09/12/E7-17935.html Wed, 12 Sep 2007 00:00:00 -0700 E7-17935 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-09-12/pdf/E7-17935.pdf