Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/31?limit=200&registers=between&mode=atom 2024-11-27T01:29:05-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17376.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17376.pdf https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17355.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Options on the iShares Emerging Markets Index Fund for a Six Month Pilot Program 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17355 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17355.pdf https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17354.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17354 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17354.pdf https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17353.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17353 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17353.pdf https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17274.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Fill-or-Kill Order Type 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17274 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17274.pdf https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17272.html Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer From Another National Securities Exchange 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17272.pdf https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17271.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 6130 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17271 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17271.pdf https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17228.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO 2007-08-31T00:00:00-07:00 2007-08-31T00:00:00-07:00 E7-17228 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17228.pdf